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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ

Delisted

ULQ was delisted on the 31st of May, 2011.

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Name Holding Trade Value Shares
Change 		Change in
Stake
WIM
1
Windhaven Investment Management
Massachusetts
$153M +$153M +3,049,948 New
KCG
2
Knight Capital Group
$45.9M +$45.9M +914,607 New
PAG
3
Pinnacle Advisory Group
Maryland
$39.3M +$39.3M +784,622 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$13.2M +$13.2M +264,143 New
U
5
UBS
Switzerland
$10.2M +$10.2M +203,769 New
Morgan Stanley
6
Morgan Stanley
New York
$7.14M +$7.14M +142,284 New
GC
7
Guggenheim Capital
Illinois
$7.02M +$7.02M +140,000 New
Wells Fargo
8
Wells Fargo
California
$3.82M +$3.82M +76,218 New
Bank of America
9
Bank of America
North Carolina
$2.99M +$2.99M +59,574 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.39M +$2.39M +47,624 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.35M +$2.35M +46,926 New
ACM
12
Aviance Capital Management
Florida
$2.27M +$2.27M +45,326 New
TCM
13
TD Capital Management
Tennessee
$1.68M +$1.68M +33,538 New
CWM
14
Cabot Wealth Management
Massachusetts
$1.47M +$1.47M +29,308 New
DS
15
DRW Securities
Illinois
$1M +$1M +20,047 New
PAS
16
Partnervest Advisory Services
California
$740K +$740K +14,760 New
William Blair & Company
17
William Blair & Company
Illinois
$705K +$705K +14,065 New
ACM
18
Argentus Capital Management
Texas
$588K +$588K +11,728 New
PI
19
Placemark Investments
Illinois
$459K +$459K +9,204 New
FAAS
20
First Allied Advisory Services
California
$404K +$404K +8,017 New
LPT
21
Legacy Private Trust
Wisconsin
$371K +$371K +7,400 New
TFA
22
Transamerica Financial Advisors
Florida
$337K +$337K +6,720 New
Nomura Holdings
23
Nomura Holdings
Japan
$154K +$154K +3,065 New
Creative Planning
24
Creative Planning
Kansas
$100K +$100K +2,000 New
GGPS
25
Gary Goldberg Planning Services
New York
$50K +$50K +1,000 New
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