ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ

Delisted

ULQ was delisted on the 31st of May, 2011.

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Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$28.5M – – –
Wolverine Trading
2
Wolverine Trading
Illinois
$1.63M – – –
FIM
3
Freedom Investment Management
Connecticut
$1.25M -$987K -19,650 -44%
CMBA
4
C.M. Bidwell & Associates
Hawaii
$50K – – –
UBS Group
5
UBS Group
Switzerland
– -$73.5M -1,462,540 Closed
Wells Fargo
6
Wells Fargo
California
– -$44.6M -887,009 Closed
Morgan Stanley
7
Morgan Stanley
New York
– -$32.3M -643,772 Closed
Bank of America
8
Bank of America
North Carolina
– -$32.3M -643,538 Closed
LPT
9
Legacy Private Trust
Wisconsin
– -$27.4M -546,308 Closed
FAG
10
Financial Advisory Group
Texas
– -$25M -498,512 Closed
BCMO
11
Buckingham Capital Management (Ohio)
Ohio
– -$22.4M -446,254 Closed
CCM
12
CWH Capital Management
Washington
– -$17.1M -340,930 Closed
MBT
13
Monroe Bank & Trust
Michigan
– -$12.4M -246,132 Closed
GFPC
14
Global Financial Private Capital
Florida
– -$11.2M -223,447 Closed
LPL Financial
15
LPL Financial
California
– -$10.6M -210,838 Closed
AP
16
Atwood & Palmer
Missouri
– -$9.97M -198,525 Closed
Renaissance Technologies
17
Renaissance Technologies
New York
– -$8.85M -176,200 Closed
GC
18
Guggenheim Capital
Illinois
– -$8.26M -164,388 Closed
Jane Street
19
Jane Street
New York
– -$8.16M -162,500 Closed
CFC
20
Coyle Financial Counsel
Illinois
– -$7.33M -146,008 Closed
Neuberger Berman Group
21
Neuberger Berman Group
New York
– -$7.29M -145,198 Closed
BTS
22
BB&T Securities
Virginia
– -$6.45M -128,335 Closed
RJA
23
Raymond James & Associates
Florida
– -$5.56M -110,717 Closed
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
– -$5.09M -101,343 Closed
RJFSA
25
Raymond James Financial Services Advisors
Florida
– -$4.81M -95,750 Closed
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