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TRI-Continental Corp

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
101
Karpus Investment Management
New York
– -$1.61M -63,042 Closed
SFS
102
Shaker Financial Services
Virginia
– -$1.13M -44,369 Closed
OFG
103
OTA Financial Group
New York
– -$829K -32,480 Closed
SI
104
SII Investments
Wisconsin
– -$449K -17,560 Closed
GCP
105
GSA Capital Partners
United Kingdom
– -$278K -10,900 Closed
SG Americas Securities
106
SG Americas Securities
New York
– -$263K -10,295 Closed
Millennium Management
107
Millennium Management
New York
– -$225K -8,800 Closed
NFG
108
Next Financial Group
Texas
– -$79K -3,042 Closed
MMG
109
Monetary Management Group
Missouri
– -$5K -212 Closed
NIC
110
Northwest Investment Counselors
Oregon
– -$2K -77 Closed