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TRI-Continental Corp

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$22M +$17M +515,716 +391%
Lazard Asset Management
2
Lazard Asset Management
New York
$17.6M +$2.24M +67,821 +15%
Morgan Stanley
3
Morgan Stanley
New York
$17M -$279K -8,468 -2%
BFS
4
Bard Financial Services
Connecticut
$15.1M -$853K -25,843 -5%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$14.2M +$75.5K +2,290 +0.6%
Allspring Global Investments
6
Allspring Global Investments
North Carolina
$11.4M +$813K +24,645 +8%
UBS Group
7
UBS Group
Switzerland
$9.99M -$1.55M -47,074 -14%
Raymond James Financial
8
Raymond James Financial
Florida
$9.05M +$85K +2,577 +1%
Wells Fargo
9
Wells Fargo
California
$7.62M -$271K -8,211 -4%
Kovitz Investment Group Partners
10
Kovitz Investment Group Partners
Illinois
$6.75M -$163K -4,931 -2%
UCI
11
Uncommon Cents Investing
Wisconsin
$5.41M -$87.1K -2,640 -2%
CA
12
Cornerstone Advisory
Maryland
$4.79M +$59.9K +1,816 +1%
Wealth Enhancement Advisory Services
13
Wealth Enhancement Advisory Services
Minnesota
$4.47M +$160K +4,858 +4%
Stifel Financial
14
Stifel Financial
Missouri
$3.41M +$76.1K +2,306 +2%
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$3.3M +$188K +5,697 +6%
1IA
16
1620 Investment Advisors
Massachusetts
$3.12M +$13.8K +417 +0.5%
Mariner
17
Mariner
Kansas
$2.99M +$86K +2,607 +3%
CFA
18
Capstone Financial Advisors
Illinois
$2.57M
DADC
19
D.A. Davidson & Co
Montana
$2.51M +$39.5K +1,196 +2%
First Trust Advisors
20
First Trust Advisors
Illinois
$2.3M +$165K +5,012 +8%
LPL Financial
21
LPL Financial
California
$2.2M +$82.9K +2,513 +4%
PTP
22
Platform Technology Partners
New York
$2.14M
RCM
23
RB Capital Management
Nevada
$2.09M +$19.4K +588 +1%
SC
24
Stolper & Co
Oklahoma
$1.98M -$1.42K -43 -0.1%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.93M -$1.49K -45 -0.1%