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TRI-Continental Corp

Name Holding Trade Value Shares
Change
Change in
Stake
BAM
51
Barrett Asset Management
New York
$115K
IA
52
IFP Advisors
Florida
$97K +$62.2K +3,293 +862%
US Bancorp
53
US Bancorp
Minnesota
$83K
GWM
54
Geneos Wealth Management
Colorado
$54K +$51.3K +2,714 New
CPIG
55
Chicago Partners Investment Group
Illinois
$47K
FFC
56
First Financial Corp
Indiana
$44K
BKA
57
Brick & Kyle Associates
Pennsylvania
$40K
WAM
58
Wealthspire Advisors (Maryland)
Maryland
$40K +$76 +4 +0.2%
MFS
59
MSI Financial Services
Massachusetts
$35K +$4.5K +238 +16%
SSB
60
Sandy Spring Bank
Maryland
$32K
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$30K
HI
62
Hudock Inc
Pennsylvania
$30K
GT
63
Glenmede Trust
Pennsylvania
$29K
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$29K +$22.8K +1,204 +453%
OC
65
Oakworth Capital
Alabama
$25K
LTFS
66
Ladenburg Thalmann Financial Services
Florida
$23K
KA
67
Klingman & Associates
New York
$20K
Deutsche Bank
68
Deutsche Bank
Germany
$15K +$15.1K +800 New
CAW
69
Cornerstone Advisors (Washington)
Washington
$14K +$13.3K +704 New
GWM
70
Gupta Wealth Management
California
$6K +$5.22K +276 New
AIM
71
Anchor Investment Management
South Carolina
$5.59K +$5.29K +280 New
SG Americas Securities
72
SG Americas Securities
New York
-$1.24M -61,874 Closed
HSBC Holdings
73
HSBC Holdings
United Kingdom
-$820K -40,950 Closed
Citadel Advisors
74
Citadel Advisors
Florida
-$568K -28,376 Closed
WAM
75
Weiss Asset Management
Massachusetts
-$463K -23,118 Closed