|
1
|
Horizon Kinetics
New York
|
$7.73M
|
-$268K
|
-23,662
|
-3%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$5.91M
|
+$1.46M
|
+128,972
|
+32%
|
|
|
3
|
Dean Investment Associates
Beavercreek,
Ohio
|
$5.54M
|
-$51.4K
|
-4,541
|
-0.9%
|
|
|
4
|
Trust Asset Management
Houston,
Texas
|
$3.29M
|
+$1.39M
|
+122,897
|
+70%
|
|
|
5
|
Mariner Investment Group
Harrison,
New York
|
$3.05M
|
+$1.64M
|
+144,775
|
+110%
|
|
|
6
|
Bain Capital Credit
Boston,
Massachusetts
|
$1.8M
|
+$92.7K
|
+8,198
|
+5%
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$1.73M
|
+$1.77M
|
+156,703
|
New
|
|
|
8
|
Credit Suisse
Zurich,
Switzerland
|
$1.41M
|
-$6.92K
|
-612
|
-0.5%
|
|
|
9
|
|
$1.16M
|
+$371K
|
+32,767
|
+45%
|
|
|
10
|
Huntington National Bank
Columbus,
Ohio
|
$639K
|
–
|
–
|
–
|
|
|
11
|
LPL Financial
San Diego,
California
|
$460K
|
-$43.5K
|
-3,845
|
-8%
|
|
|
12
|
Saba Capital Management
New York
|
$178K
|
-$893K
|
-78,968
|
-83%
|
|
|
13
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$163K
|
+$3.18K
|
+281
|
+2%
|
|
|
14
|
Stifel Financial
St. Louis,
Missouri
|
$160K
|
+$1.51K
|
+134
|
+0.9%
|
|
|
15
|
Virtu KCG Holdings
New York
|
$141K
|
+$144K
|
+12,769
|
New
|
|
|
16
|
SG Americas Securities
New York
|
$133K
|
+$136K
|
+12,042
|
New
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$97K
|
-$134K
|
-11,829
|
-57%
|
|
|
18
|
Boston Private Bank & Trust
Boston,
Massachusetts
|
$51K
|
–
|
–
|
–
|
|
|
19
|
|
$50K
|
-$516K
|
-45,665
|
-91%
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$43K
|
–
|
–
|
–
|
|
|
21
|
WFG Advisors
Dallas,
Texas
|
$22K
|
–
|
–
|
–
|
|
|
22
|
D.A. Davidson & Co
Great Falls,
Montana
|
$16K
|
–
|
–
|
–
|
|
|
23
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$11K
|
+$11.3K
|
+1,000
|
New
|
|
|
24
|
Bank of America
Charlotte,
North Carolina
|
$8K
|
+$158
|
+14
|
+2%
|
|
|
25
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$496K
|
-42,917
|
Closed
|
|
