|
1
|
Advisors Asset Management
Monument,
Colorado
|
$7.06M
|
+$355K
|
+34,979
|
+5%
|
|
|
2
|
Dean Investment Associates
Beavercreek,
Ohio
|
$5.28M
|
+$41.7K
|
+4,112
|
+0.8%
|
|
|
3
|
Horizon Kinetics
New York
|
$3.93M
|
-$303K
|
-29,897
|
-7%
|
|
|
4
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$3.74M
|
-$74.3K
|
-7,325
|
-2%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$2.65M
|
+$1.08M
|
+106,922
|
+72%
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
$2.39M
|
-$796K
|
-78,512
|
-25%
|
|
|
7
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.25M
|
+$180K
|
+17,744
|
+9%
|
|
|
8
|
|
$1.17M
|
-$104K
|
-10,291
|
-8%
|
|
|
9
|
Yorktown Management & Research Company
Forest,
Virginia
|
$755K
|
-$427K
|
-42,100
|
-37%
|
|
|
10
|
|
$506K
|
-$477
|
-47
|
-0.1%
|
|
|
11
|
Stifel Financial
St. Louis,
Missouri
|
$370K
|
+$1.69K
|
+167
|
+0.5%
|
|
|
12
|
LPL Financial
San Diego,
California
|
$322K
|
+$314K
|
+30,914
|
New
|
|
|
13
|
City of London Investment Management
London,
United Kingdom
|
$236K
|
–
|
–
|
–
|
|
|
14
|
Laurion Capital Management
New York
|
$133K
|
+$130K
|
+12,826
|
New
|
|
|
15
|
Proficio Capital Partners
Newton,
Massachusetts
|
$53K
|
+$50.7K
|
+5,000
|
New
|
|
|
16
|
MSI Financial Services
Springfield,
Massachusetts
|
$42K
|
+$10.1K
|
+996
|
+32%
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$25K
|
-$10
|
-1
|
-0%
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
$20K
|
+$9.17K
|
+904
|
+91%
|
|
|
19
|
WFG Advisors
Dallas,
Texas
|
$20K
|
+$20K
|
+1,975
|
New
|
|
|
20
|
D.A. Davidson & Co
Great Falls,
Montana
|
$15K
|
–
|
–
|
–
|
|
|
21
|
Next Financial Group
Houston,
Texas
|
$5K
|
–
|
–
|
–
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
$2K
|
+$2.08K
|
+205
|
New
|
|
|
23
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$2.23M
|
-228,686
|
Closed
|
|
|
24
|
Bain Capital Credit
Boston,
Massachusetts
|
–
|
-$1.63M
|
-166,565
|
Closed
|
|
|
25
|
Trust Asset Management
Houston,
Texas
|
–
|
-$1.11M
|
-113,919
|
Closed
|
|
