|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$8.29M
|
+$223K
|
+23,232
|
+3%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$7.16M
|
+$1M
|
+104,108
|
+16%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$4.79M
|
+$141K
|
+14,640
|
+3%
|
|
|
4
|
Saba Capital Management
New York
|
$2.85M
|
-$255K
|
-26,558
|
-8%
|
|
|
5
|
Advisors Asset Management
Monument,
Colorado
|
$1.9M
|
-$15.9K
|
-1,658
|
-0.8%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$1.55M
|
+$26.5K
|
+2,755
|
+2%
|
|
|
7
|
Almitas Capital
Santa Monica,
California
|
$1.48M
|
-$1.21M
|
-125,659
|
-45%
|
|
|
8
|
|
$972K
|
+$90.9K
|
+9,461
|
+10%
|
|
|
9
|
Horizon Kinetics Asset Management
New York
|
$894K
|
-$67.5K
|
-7,027
|
-7%
|
|
|
10
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$742K
|
+$745K
|
+77,557
|
New
|
|
|
11
|
Wolverine Asset Management
Chicago,
Illinois
|
$674K
|
-$531K
|
-55,285
|
-44%
|
|
|
12
|
Mariner Investment Group
Harrison,
New York
|
$672K
|
-$38.4K
|
-4,000
|
-5%
|
|
|
13
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$598K
|
+$81.7K
|
+8,500
|
+16%
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$589K
|
+$19.6K
|
+2,039
|
+3%
|
|
|
15
|
Raymond James & Associates
St Petersburg,
Florida
|
$469K
|
-$70.5K
|
-7,333
|
-13%
|
|
|
16
|
Invesco Senior Secured Management
New York
|
$434K
|
–
|
–
|
–
|
|
|
17
|
|
$296K
|
-$421K
|
-43,778
|
-59%
|
|
|
18
|
Envestnet Asset Management
Chicago,
Illinois
|
$280K
|
+$32K
|
+3,328
|
+13%
|
|
|
19
|
Park Avenue Securities
New York
|
$280K
|
+$32.3K
|
+3,360
|
+13%
|
|
|
20
|
|
$266K
|
-$163K
|
-16,997
|
-38%
|
|
|
21
|
Guggenheim Capital
Chicago,
Illinois
|
$248K
|
+$124K
|
+12,866
|
+98%
|
|
|
22
|
Clough Capital Partners
Boston,
Massachusetts
|
$230K
|
+$231K
|
+24,000
|
New
|
|
|
23
|
|
$195K
|
+$196K
|
+20,440
|
+1,022,000%
|
|
|
24
|
Steward Partners Investment Advisory
New York
|
$193K
|
–
|
–
|
–
|
|
|
25
|
Mid Atlantic Financial Management
Pittsburgh,
Pennsylvania
|
$184K
|
+$961
|
+100
|
+0.5%
|
|
