|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$9.11M
|
+$1.05M
|
+104,933
|
+13%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$5.94M
|
+$431K
|
+43,106
|
+8%
|
|
|
3
|
Saba Capital Management
New York
|
$1.73M
|
+$1.74M
|
+174,003
|
New
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
$1.66M
|
+$395K
|
+39,441
|
+31%
|
|
|
5
|
|
$1.18M
|
-$452K
|
-45,159
|
-27%
|
|
|
6
|
Horizon Kinetics
New York
|
$1.09M
|
-$45.8K
|
-4,580
|
-4%
|
|
|
7
|
|
$841K
|
+$150K
|
+15,000
|
+22%
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$636K
|
-$51.8K
|
-5,177
|
-7%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$626K
|
-$9K
|
-899
|
-1%
|
|
|
10
|
|
$596K
|
+$600K
|
+59,933
|
New
|
|
|
11
|
|
$580K
|
+$8.66K
|
+865
|
+2%
|
|
|
12
|
Guggenheim Capital
Chicago,
Illinois
|
$553K
|
+$75.2K
|
+7,515
|
+16%
|
|
|
13
|
Invesco Senior Secured Management
New York
|
$450K
|
–
|
–
|
–
|
|
|
14
|
Wolverine Asset Management
Chicago,
Illinois
|
$408K
|
+$361K
|
+36,023
|
+712%
|
|
|
15
|
Curi RMB Capital
Chicago,
Illinois
|
$378K
|
+$168K
|
+16,787
|
+79%
|
|
|
16
|
Mariner Investment Group
Harrison,
New York
|
$288K
|
–
|
–
|
–
|
|
|
17
|
Doliver Advisors
Houston,
Texas
|
$239K
|
-$69.8K
|
-6,970
|
-22%
|
|
|
18
|
Park Avenue Securities
New York
|
$233K
|
+$235K
|
+23,472
|
New
|
|
|
19
|
Envestnet Asset Management
Chicago,
Illinois
|
$213K
|
+$215K
|
+21,435
|
New
|
|
|
20
|
Boothbay Fund Management
New York
|
$124K
|
+$25K
|
+2,500
|
+25%
|
|
|
21
|
Advisor Group
Phoenix,
Arizona
|
$115K
|
-$59.6K
|
-5,952
|
-34%
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
$67K
|
+$30K
|
+3,000
|
+80%
|
|
|
23
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$64K
|
-$51.3K
|
-5,123
|
-44%
|
|
|
24
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$9K
|
–
|
–
|
–
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
$5K
|
+$4.92K
|
+492
|
New
|
|
