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PIMCO Broad US TIPS Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.56M +$4.52M +80,523 +223%
LPL Financial
2
LPL Financial
California
$1.79M -$44.7K -797 -2%
BCM
3
Bluefin Capital Management
New York
$900K -$2.24M -39,972 -71%
Stifel Financial
4
Stifel Financial
Missouri
$857K +$855K +15,238 New
PA
5
Pinnacle Associates
New York
$850K -$5.56K -99 -0.7%
NPC
6
National Planning Corporation
California
$756K +$759K +13,517 New
VKH
7
Virtu KCG Holdings
New York
$714K -$306K -5,450 -30%
ASN
8
Advisory Services Network
Georgia
$632K -$6.68K -119 -1%
AIM
9
Allen Investment Management
New York
$564K
EWM
10
Empirical Wealth Management
Washington
$436K
Bank of America
11
Bank of America
North Carolina
$356K -$1.43M -25,426 -80%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$296K -$9.82K -175 -3%
Morgan Stanley
13
Morgan Stanley
New York
$266K -$390K -6,955 -60%
Wells Fargo
14
Wells Fargo
California
$162K +$20.8K +370 +15%
Creative Planning
15
Creative Planning
Kansas
$124K
U
16
UBS
Switzerland
$104K -$52.1K -929 -33%
LFR
17
Lehman Financial Resources
Pennsylvania
$23K
NES
18
New England Securities
New York
$17K +$17.1K +305 New
TAIM
19
TD Ameritrade Investment Management
Nebraska
$15K +$14.9K +266 New
AIG
20
American International Group
New York
$2.64K
MFS
21
MSI Financial Services
Massachusetts
$1K
WIM
22
Windhaven Investment Management
Massachusetts
-$514K -9,327 Closed
JG
23
Jefferies Group
New York
-$55K -999 Closed
Deutsche Bank
24
Deutsche Bank
Germany
-$16K -293 Closed
Citigroup
25
Citigroup
New York
-$8K -150 Closed