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PIMCO Broad US TIPS Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JG
1
Jefferies Group
New York
$46.6M +$47.6M +821,649 New
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$27.7M +$25.5M +440,832 +931%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$4.66M +$4.76M +82,155 New
LPL Financial
4
LPL Financial
California
$1.69M +$15.7K +271 +0.9%
JP Morgan Chase
5
JP Morgan Chase
New York
$1.28M +$1.31M +22,555 New
PA
6
Pinnacle Associates
New York
$737K -$57.9K -1,000 -7%
ASN
7
Advisory Services Network
Georgia
$653K +$23.9K +413 +4%
AIM
8
Allen Investment Management
New York
$568K
VKH
9
Virtu KCG Holdings
New York
$496K +$507K +8,747 New
EWM
10
Empirical Wealth Management
Washington
$375K -$66.7K -1,151 -15%
Morgan Stanley
11
Morgan Stanley
New York
$345K +$18.3K +316 +5%
Wells Fargo
12
Wells Fargo
California
$335K -$1.16M -20,013 -77%
Bank of America
13
Bank of America
North Carolina
$307K +$4.17K +72 +1%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$248K +$254K +4,383 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$245K
U
16
UBS
Switzerland
$127K +$24.7K +426 +23%
Creative Planning
17
Creative Planning
Kansas
$125K
Citigroup
18
Citigroup
New York
$32K +$32.7K +564 New
NES
19
New England Securities
New York
$31K
LFR
20
Lehman Financial Resources
Pennsylvania
$23K
MFS
21
MSI Financial Services
Massachusetts
$9K +$7.53K +130 +500%
TAIM
22
TD Ameritrade Investment Management
Nebraska
$7K
NFG
23
Next Financial Group
Texas
$5K +$5.21K +90 New
AIG
24
American International Group
New York
$2.66K
FSIM
25
F-Squared Investment Management
Massachusetts
-$62.9M -1,081,908 Closed