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PIMCO Broad US TIPS Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$62.9M +$62.1M +1,081,908 New
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.75M -$3.97M -69,250 -59%
LPL Financial
3
LPL Financial
California
$1.7M -$153K -2,659 -8%
Wells Fargo
4
Wells Fargo
California
$1.51M +$1.32M +23,040 +797%
PI
5
Placemark Investments
Illinois
$1.46M +$1.44M +25,051 New
PA
6
Pinnacle Associates
New York
$814K -$63.1K -1,100 -7%
NPC
7
National Planning Corporation
California
$686K -$98.8K -1,721 -13%
ASN
8
Advisory Services Network
Georgia
$646K -$6.77K -118 -1%
AIM
9
Allen Investment Management
New York
$583K
EWM
10
Empirical Wealth Management
Washington
$451K +$459 +8 +0.1%
Morgan Stanley
11
Morgan Stanley
New York
$336K +$60.8K +1,060 +22%
Bank of America
12
Bank of America
North Carolina
$310K -$56.7K -988 -16%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$251K -$53.7K -935 -18%
Creative Planning
14
Creative Planning
Kansas
$128K
U
15
UBS
Switzerland
$105K -$2.64K -46 -2%
NES
16
New England Securities
New York
$32K +$13.8K +240 +79%
LFR
17
Lehman Financial Resources
Pennsylvania
$23K
TAIM
18
TD Ameritrade Investment Management
Nebraska
$8K -$7.69K -134 -50%
AIG
19
American International Group
New York
$2.73K
MFS
20
MSI Financial Services
Massachusetts
$2K
BCM
21
Bluefin Capital Management
New York
-$900K -16,483 Closed
Stifel Financial
22
Stifel Financial
Missouri
-$857K -15,238 Closed
VKH
23
Virtu KCG Holdings
New York
-$714K -12,681 Closed