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PIMCO Broad US TIPS Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$43.7M -$742K -12,939 -2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.35M -$5.26M -91,755 -45%
LPL Financial
3
LPL Financial
California
$2.32M +$68.2K +1,189 +3%
Morgan Stanley
4
Morgan Stanley
New York
$1.67M +$565K +9,859 +50%
BHB
5
Bank Hapoalim BM
Israel
$570K
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$445K -$1.02M -17,705 -69%
EWM
7
Empirical Wealth Management
Washington
$306K -$70.8K -1,234 -19%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$246K
CG
9
Colony Group
Massachusetts
$228K +$229K +4,000 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$220K +$11.9K +208 +6%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$209K -$9.35K -163 -4%
Bank of America
12
Bank of America
North Carolina
$102K -$45.8K -798 -31%
UBS Group
13
UBS Group
Switzerland
$43K +$38.7K +675 +900%
Wells Fargo
14
Wells Fargo
California
$42K -$35.8K -624 -46%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$34K -$38.8K -676 -53%
MFS
16
MSI Financial Services
Massachusetts
$31K -$8.94K -156 -22%
ASN
17
Advisory Services Network
Georgia
$27K
CFA
18
Carroll Financial Associates
North Carolina
$24K +$24.4K +425 New
LFR
19
Lehman Financial Resources
Pennsylvania
$22K
Citigroup
20
Citigroup
New York
$18K
TAIM
21
TD Ameritrade Investment Management
Nebraska
$10K +$3.67K +64 +54%
US Bancorp
22
US Bancorp
Minnesota
$6K
NFG
23
Next Financial Group
Texas
$5K
AIG
24
American International Group
New York
$2.67K
AIM
25
Allen Investment Management
New York
-$578K -10,023 Closed