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PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
USD 6.56 M +USD 4.52 M +80,523 +223%
LPL Financial
2
LPL Financial
California
USD 1.8 M -USD 44.7 k -797 -2%
BCM
3
Bluefin Capital Management
New York
USD 900 k -USD 2.24 M -39,972 -71%
Stifel Financial
4
Stifel Financial
Missouri
USD 857 k +USD 855 k +15,238 Nuevas
Pinnacle Associates
5
Pinnacle Associates
New York
USD 850 k -USD 5.56 k -99 -0.7%
National Planning Corporation
6
National Planning Corporation
California
USD 756 k +USD 759 k +13,517 Nuevas
Virtu KCG Holdings
7
Virtu KCG Holdings
New York
USD 714 k -USD 306 k -5,450 -30%
Advisory Services Network
8
Advisory Services Network
Georgia
USD 632 k -USD 6.68 k -119 -1%
AIM
9
Allen Investment Management
New York
USD 564 k – – –
Empirical Wealth Management
10
Empirical Wealth Management
Washington
USD 436 k – – –
Bank of America
11
Bank of America
North Carolina
USD 356 k -USD 1.43 M -25,426 -80%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 296 k -USD 9.8 k -175 -3%
Morgan Stanley
13
Morgan Stanley
New York
USD 266 k -USD 390 k -6,955 -60%
Wells Fargo
14
Wells Fargo
California
USD 162 k +USD 20.8 k +370 +15%
Creative Planning
15
Creative Planning
Kansas
USD 124 k – – –
UBS
16
UBS
Switzerland
USD 104 k -USD 52.1 k -929 -33%
LFR
17
Lehman Financial Resources
Pennsylvania
USD 23 k – – –
New England Securities
18
New England Securities
New York
USD 17 k +USD 17.1 k +305 Nuevas
TD Ameritrade Investment Management
19
TD Ameritrade Investment Management
Nebraska
USD 15 k +USD 14.9 k +266 Nuevas
American International Group
20
American International Group
New York
USD 2.64 k – – –
MSI Financial Services
21
MSI Financial Services
Massachusetts
USD 1 k – – –
Windhaven Investment Management
22
Windhaven Investment Management
Massachusetts
– -USD 514 k -9,327 Cerradas
Jefferies Group
23
Jefferies Group
New York
– -USD 55 k -999 Cerradas
Deutsche Bank
24
Deutsche Bank
Germany
– -USD 16 k -293 Cerradas
Citigroup
25
Citigroup
New York
– -USD 8 k -150 Cerradas
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