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BlackRock TCP Capital
TCPC

104 hedge funds and large institutions have $496M invested in BlackRock TCP Capital in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 36 increasing their positions, 37 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

55.34% more ownership

Funds ownership: 0% → 55.34% (+55%)

8% more funds holding

Funds holding: 96 → 104 (+8)

8% more capital invested

Capital invested by funds: $460M → $496M (+$35.5M)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

3% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 37

Holders
104
Holders Change
+8
Holders Change %
+8.33%
% of All Funds
2.6%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
17
Increased
36
Reduced
37
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MC
Muzinich & Co
New York
+$9.95M
2
BAM
Burgundy Asset Management
Ontario, Canada
+$6.24M
3
Wells Fargo
Wells Fargo
California
+$4.5M
4
UBS Group
UBS Group
Switzerland
+$2.41M
5
VNIM
Vaughan Nelson Investment Management
Texas
+$2.05M

Top Sellers

Rank Fund Capital Flow
1
ClearBridge Investments
ClearBridge Investments
New York
-$5.57M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$3.3M
3
YMRC
Yorktown Management & Research Company
Virginia
-$1.68M
4
AAM
Advisors Asset Management
Colorado
-$1.44M
5
GCP
GSA Capital Partners
United Kingdom
-$1.36M
Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
76
D.E. Shaw & Co
New York
$221K +$216K +13,079 New
PAM
77
Princeton Alpha Management
New Jersey
$219K +$214K +12,969 New
Commonwealth Equity Services
78
Commonwealth Equity Services
Massachusetts
$213K +$208K +12,578 New
ARTA
79
A.R.T. Advisors
New York
$207K +$203K +12,300 New
SPC
80
Sigma Planning Corp
Michigan
$206K -$60.6K -3,668 -23%
CIBC World Market
81
CIBC World Market
Ontario, Canada
$197K -$80K -4,840 -29%
CA
82
Clearstead Advisors
Ohio
$187K +$183K +11,082 New
Cambridge Investment Research Advisors
83
Cambridge Investment Research Advisors
Iowa
$182K +$178K +10,786 New
SBIA
84
Sheaff Brock Investment Advisors
Indiana
$181K +$177K +10,724 New
JP Morgan Chase
85
JP Morgan Chase
New York
$175K +$116K +7,004 +209%
Capstone Investment Advisors
86
Capstone Investment Advisors
New York
$174K +$171K +10,323 New
DLG
87
Daniel L. Goodwin
$169K – – –
AIM
88
Acrospire Investment Management
Illinois
$114K +$111K +6,749 New
GXMC
89
Global X Management Company
New York
$85K +$30.1K +1,823 +56%
Bessemer Group
90
Bessemer Group
New Jersey
$65K +$63.3K +3,829 New
CG
91
Cutler Group
California
$64K -$34.2K -2,069 -35%
WAM
92
Wealthspire Advisors (Maryland)
Maryland
$63K +$2.11K +128 +4%
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$36K +$2K +121 +6%
Manulife (Manufacturers Life Insurance)
94
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$27K – – –
TDC
95
Thompson Davis & Co
Virginia
$20K – – –
IA
96
IFP Advisors
Florida
$16K – – –
FMP
97
Financial Management Professionals
Texas
$13K -$1.83K -111 -12%
PCM
98
Penserra Capital Management
California
$13K +$1.5K +91 +12%
NFG
99
Next Financial Group
Texas
$11K -$34.2K -2,073 -77%
CFA
100
Carroll Financial Associates
North Carolina
$10K – – –
1 2 3
4
5

TCPC Hedge Fund Activity: Q4 2016 in Review

104 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q4 2016, worth a combined $496M — up 7.7% from $460M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new TCPC positions and 8 closed out — a net gain of 9 holders — while 36 added to existing stakes and 37 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $9.95M. The largest seller was ClearBridge Investments, cutting an estimated $5.57M.

  • 104 institutional investors held BlackRock TCP Capital (TCPC) as of Q4 2016, up from 96 in Q3 2016.
  • Funds reported $496M of BlackRock TCP Capital stock for Q4 2016, up 7.7% quarter-over-quarter.
  • 17 funds opened new BlackRock TCP Capital positions in Q4 2016 and 8 closed out, a net change of +9 holders.
  • The largest BlackRock TCP Capital buyer in Q4 2016 was Muzinich & Co, an estimated $9.95M added.
  • The largest BlackRock TCP Capital seller in Q4 2016 was ClearBridge Investments, an estimated $5.57M sold.

Based on aggregated 13F filings for Q4 2016.