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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

87 hedge funds and large institutions have $1.2B invested in SWS GROUP INC in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 34 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

509% more capital invested

Capital invested by funds: $197M → $1.2B (+$1B)

19% less funds holding

Funds holding: 10887 (-21)

21% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 34

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

71% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 28

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $7K

Holders
87
Holders Change
-21
Holders Change %
-19.44%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
8
Increased
27
Reduced
34
Closed
28
Calls
Puts
$7K
Net Calls
-$7K
Net Calls Change
-$7K
Name Holding Trade Value Shares
Change
Change in
Stake
Renaissance Technologies
26
Renaissance Technologies
New York
$1.23M -$1.25M -177,560 -50%
PPA
27
Parametric Portfolio Associates
Washington
$1.13M -$306K -43,525 -21%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$1.03M -$253K -35,893 -19%
LOM
29
Loeb Offshore Management
New York
$984K +$1M +142,422 New
PAM
30
Panagora Asset Management
Massachusetts
$951K +$801K +113,878 +480%
Ameriprise
31
Ameriprise
Minnesota
$937K +$243K +34,470 +34%
OAC
32
OMERS Administration Corp
Ontario, Canada
$853K -$129K -18,300 -13%
TCIM
33
TIAA CREF Investment Management
New York
$852K -$112K -15,861 -11%
First Eagle Investment Management
34
First Eagle Investment Management
New York
$691K -$3.19M -453,108 -82%
SCM
35
Stevens Capital Management
Pennsylvania
$681K +$693K +98,499 New
New York State Teachers Retirement System (NYSTRS)
36
New York State Teachers Retirement System (NYSTRS)
New York
$655K
WS
37
Wedbush Securities
California
$652K -$42.9K -6,100 -6%
FIM
38
Freedom Investment Management
Connecticut
$642K -$173K -24,522 -21%
BIM
39
BlackRock Investment Management
Delaware
$638K -$125K -17,804 -16%
PP
40
Paloma Partners
Connecticut
$621K +$559K +79,471 +760%
KAM
41
Kassirer Asset Management
Ontario, Canada
$485K +$493K +70,128 New
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$443K
CL
43
CSS LLC
Illinois
$421K +$429K +60,957 New
Comerica Bank
44
Comerica Bank
Texas
$412K +$261K +37,048 +164%
California State Teachers Retirement System (CalSTRS)
45
California State Teachers Retirement System (CalSTRS)
California
$374K +$1.63K +231 +0.4%
Bank of America
46
Bank of America
North Carolina
$351K +$355K +50,385 +12,141%
Millennium Management
47
Millennium Management
New York
$334K -$646K -91,747 -66%
Charles Schwab
48
Charles Schwab
California
$327K
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$318K +$21.8K +3,095 +7%
State Board of Administration of Florida Retirement System
50
State Board of Administration of Florida Retirement System
Florida
$301K

SWS Hedge Fund Activity: Q4 2014 in Review

87 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q4 2014, worth a combined $1.2B — up 509% from $197M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of SWS and 8 opened new positions — a net loss of 20 holders — while 34 trimmed existing stakes and 27 added.

The largest buyer was Hilltop Holdings, adding an estimated $61.2M. The largest seller was First Eagle Investment Management, cutting an estimated $3.19M.

  • 87 institutional investors held SWS GROUP INC (SWS) as of Q4 2014, down from 108 in Q3 2014.
  • Funds reported $1.2B of SWS GROUP INC stock for Q4 2014, up 509% quarter-over-quarter.
  • 8 funds opened new SWS GROUP INC positions in Q4 2014 and 28 closed out, a net change of -20 holders.
  • The largest SWS GROUP INC buyer in Q4 2014 was Hilltop Holdings, an estimated $61.2M added.
  • The largest SWS GROUP INC seller in Q4 2014 was First Eagle Investment Management, an estimated $3.19M sold.

Based on aggregated 13F filings for Q4 2014.