We are live on ! Find out more
SUSB icon

iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB

76 hedge funds and large institutions have $130M invested in iShares ESG Aware 1-5 Year USD Corporate Bond ETF in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

457% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 7

300% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 4

19% more funds holding

Funds holding: 64 → 76 (+12)

8% more capital invested

Capital invested by funds: $120M → $130M (+$10.2M)

17.04% less ownership

Funds ownership: 118.7% → 101.66% (-17%)

Holders
76
Holders Change
+12
Holders Change %
+18.75%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
39
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
+$1.97M
2
Jane Street
Jane Street
New York
+$1.09M
3
Citadel Advisors
Citadel Advisors
Florida
+$805K
4
BMM
Buffington Mohr McNeal
Idaho
+$678K
5
Wells Fargo
Wells Fargo
California
+$598K

Top Sellers

1
AI
Atria Investments
North Carolina
-$1.69M
2
RCAG
Rehmann Capital Advisory Group
Michigan
-$1.21M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$320K
4
UCFA
United Capital Financial Advisors
Texas
-$320K
5
SI
SimpliFi Inc
California
-$220K
Name Holding Trade Value Shares
Change 		Change in
Stake
TAIM
51
TD Ameritrade Investment Management
Nebraska
$204K +$94.2K +3,716 +86%
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$203K +$70.5K +2,780 +54%
Citigroup
53
Citigroup
New York
$187K +$5.76K +227 +3%
FCA
54
FinTrust Capital Advisors
South Carolina
$115K – – –
APSP
55
Asset Planning Services (Pennsylvania)
Pennsylvania
$71K +$70.9K +2,797 New
AF
56
Advisornet Financial
Minnesota
$69K – – –
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$60K +$53.7K +2,117 +913%
WAP
58
Wealthcare Advisory Partners
Pennsylvania
$60K +$60K +2,366 New
AIC
59
Ameritas Investment Company
Nebraska
$44K +$44K +1,733 New
SFS
60
Sowell Financial Services
Arkansas
$39K +$38.5K +1,517 New
AWM
61
AllSquare Wealth Management
New York
$31K – – –
CI
62
CX Institutional
Indiana
$30K +$406 +16 +1%
AIC
63
Archer Investment Corporation
Indiana
$30K +$29.8K +1,175 New
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$26K +$178 +7 +0.7%
GWM
65
Geneos Wealth Management
Colorado
$23K – – –
AssetMark Inc
66
AssetMark Inc
California
$15K +$15K +591 New
LFG
67
LifePlan Financial Group
Ohio
$13K – – –
RWG
68
Regal Wealth Group
California
$12K +$11.6K +456 New
EIP
69
Ellis Investment Partners
Pennsylvania
$11K – – –
FAAS
70
First Allied Advisory Services
California
$11K +$10.2K +403 New
ASN
71
Advisory Services Network
Georgia
$10K – – –
NFG
72
Next Financial Group
Texas
$8K – – –
SF
73
Synovus Financial
Georgia
$7K – – –
TRCT
74
Tower Research Capital (TRC)
New York
$5K +$5.07K +200 New
BlackRock
75
BlackRock
New York
$2K -$1.06K -42 -32%
1 2
3
4

SUSB Hedge Fund Activity: Q3 2019 in Review

76 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) for Q3 2019, worth a combined $130M — up 8.5% from $120M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SUSB positions and 4 closed out — a net gain of 12 holders — while 39 added to existing stakes and 7 trimmed.

The largest buyer was Fisher Asset Management, opening a new position worth an estimated $1.97M. The largest seller was Atria Investments, cutting an estimated $1.69M.

  • 76 institutional investors held iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) as of Q3 2019, up from 64 in Q2 2019.
  • Funds reported $130M of iShares ESG Aware 1-5 Year USD Corporate Bond ETF stock for Q3 2019, up 8.5% quarter-over-quarter.
  • 16 funds opened new iShares ESG Aware 1-5 Year USD Corporate Bond ETF positions in Q3 2019 and 4 closed out, a net change of +12 holders.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF buyer in Q3 2019 was Fisher Asset Management, an estimated $1.97M added.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF seller in Q3 2019 was Atria Investments, an estimated $1.69M sold.

Based on aggregated 13F filings for Q3 2019.