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STEW

SRH Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$28.2M -$2M -276,957 -7%
KIM
2
Karpus Investment Management
New York
$24.5M +$779K +107,813 +4%
RJA
3
Raymond James & Associates
Florida
$24M +$816K +112,816 +4%
Lazard Asset Management
4
Lazard Asset Management
New York
$23.8M +$21.9M +3,030,000 New
Morgan Stanley
5
Morgan Stanley
New York
$13.9M -$700K -96,868 -5%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$11.9M -$318K -44,042 -3%
GFM
7
Gramercy Funds Management
Connecticut
$11.6M +$135K +18,700 +1%
MC
8
Matisse Capital
Oregon
$11.1M -$54.9K -7,600 -0.5%
MIG
9
Mariner Investment Group
New York
$9.96M
CL
10
CSS LLC
Illinois
$5.37M
SFS
11
Shaker Financial Services
Virginia
$5.17M +$1.9M +262,469 +66%
Goldman Sachs
12
Goldman Sachs
New York
$4.35M -$892K -123,383 -18%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$4.24M
HSBC Holdings
14
HSBC Holdings
United Kingdom
$3.55M
BI
15
Bulldog Investors
New Jersey
$3.38M -$4.16M -575,327 -57%
MFS
16
MSI Financial Services
Massachusetts
$2.34M -$9.97K -1,379 -0.5%
BC
17
Brinker Capital
Pennsylvania
$2.22M +$2.05M +283,360 New
ST
18
Sentinel Trust
Texas
$1.97M
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.83M +$498K +68,894 +42%
WA
20
WFG Advisors
Texas
$1.78M +$472K +65,228 +40%
DGHMC
21
Dalton, Greiner, Hartman, Maher & Co
New York
$1.38M +$230K +31,849 +22%
SA
22
SRH Advisors
Kansas
$1.33M +$7.23K +1,000 +0.6%
LPL Financial
23
LPL Financial
California
$1.07M -$4.55K -629 -0.5%
CRC
24
Curi RMB Capital
Illinois
$1M +$924K +127,815 New
CCP
25
Centaur Capital Partners
Texas
$942K +$600K +83,000 +224%