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STEW

SRH Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$30M
KIM
2
Karpus Investment Management
New York
$23.3M -$370K -47,648 -2%
RJA
3
Raymond James & Associates
Florida
$22.8M +$1.08M +138,928 +5%
Morgan Stanley
4
Morgan Stanley
New York
$14.5M +$5M +643,414 +53%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$12.1M +$27.3K +3,517 +0.2%
GFM
6
Gramercy Funds Management
Connecticut
$11.3M
MC
7
Matisse Capital
Oregon
$11M +$11M +1,421,100 New
MIG
8
Mariner Investment Group
New York
$9.82M
BI
9
Bulldog Investors
New Jersey
$7.75M -$2.08M -268,063 -21%
CL
10
CSS LLC
Illinois
$5.3M
Goldman Sachs
11
Goldman Sachs
New York
$5.24M -$1.19M -153,324 -18%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$3.81M
HSBC Holdings
13
HSBC Holdings
United Kingdom
$3.5M
SFS
14
Shaker Financial Services
Virginia
$3.07M -$225K -28,888 -7%
MFS
15
MSI Financial Services
Massachusetts
$2.32M +$24.6K +3,162 +1%
ST
16
Sentinel Trust
Texas
$1.95M
COLIM
17
City of London Investment Management
United Kingdom
$1.46M
SA
18
SRH Advisors
Kansas
$1.31M
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.27M -$68.5K -8,817 -5%
WA
20
WFG Advisors
Texas
$1.25M -$50.9K -6,548 -4%
DGHMC
21
Dalton, Greiner, Hartman, Maher & Co
New York
$1.11M
LPL Financial
22
LPL Financial
California
$1.07M +$558K +71,742 +106%
Hotchkis & Wiley Capital Management
23
Hotchkis & Wiley Capital Management
California
$916K
Wells Fargo
24
Wells Fargo
California
$772K +$10.1K +1,297 +1%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$770K