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STEW

SRH Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$28.9M
KIM
2
Karpus Investment Management
New York
$22.8M -$565K -70,903 -2%
RJA
3
Raymond James & Associates
Florida
$20.9M +$554K +69,533 +3%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$11.6M +$196K +24,626 +2%
GFM
5
Gramercy Funds Management
Connecticut
$10.9M
BI
6
Bulldog Investors
New Jersey
$9.46M -$3.26M -408,924 -24%
MIG
7
Mariner Investment Group
New York
$9.45M +$1.01M +127,327 +11%
Morgan Stanley
8
Morgan Stanley
New York
$9.12M -$1.51M -189,895 -13%
Goldman Sachs
9
Goldman Sachs
New York
$6.19M -$3.33M -418,430 -33%
CL
10
CSS LLC
Illinois
$5.1M +$63.7K +8,000 +1%
HSBC Holdings
11
HSBC Holdings
United Kingdom
$3.37M
SFS
12
Shaker Financial Services
Virginia
$3.17M +$269K +33,825 +9%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$3.17M
MFS
14
MSI Financial Services
Massachusetts
$2.21M +$96.3K +12,100 +4%
ST
15
Sentinel Trust
Texas
$1.87M
COLIM
16
City of London Investment Management
United Kingdom
$1.43M +$175K +22,000 +13%
WAM
17
Wolverine Asset Management
Illinois
$1.39M +$591K +74,230 +66%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.29M -$27.6K -3,460 -2%
SA
19
SRH Advisors
Kansas
$1.26M
WA
20
WFG Advisors
Texas
$1.25M +$277K +34,725 +26%
ACP
21
Aviance Capital Partners
Florida
$1.16M +$526K +66,043 +74%
DGHMC
22
Dalton, Greiner, Hartman, Maher & Co
New York
$1.07M +$15.3K +1,927 +1%
Hotchkis & Wiley Capital Management
23
Hotchkis & Wiley Capital Management
California
$881K
RA
24
Raffles Associates
New York
$766K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$742K