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STEW

SRH Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$5.97M
BI
2
Bulldog Investors
New Jersey
$5.93M -$544K -69,279 -9%
GFM
3
Gramercy Funds Management
Connecticut
$5.38M -$313K -39,937 -6%
Morgan Stanley
4
Morgan Stanley
New York
$4.64M +$364K +46,366 +9%
KIM
5
Karpus Investment Management
New York
$3.57M +$1.16M +147,637 +50%
Goldman Sachs
6
Goldman Sachs
New York
$2.79M -$102K -13,027 -4%
MIG
7
Mariner Investment Group
New York
$2.54M +$172K +21,900 +7%
BNP Paribas Financial Markets
8
BNP Paribas Financial Markets
France
$1.89M +$873K +111,202 +90%
MM
9
Midas Management
New York
$1.49M +$1.45M +185,383 New
HSBC Holdings
10
HSBC Holdings
United Kingdom
$1.48M
ST
11
Sentinel Trust
Texas
$1.36M
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$1.15M +$5.28K +673 +0.5%
MFS
13
MSI Financial Services
Massachusetts
$1.1M +$53.4K +6,800 +5%
DGHMC
14
Dalton, Greiner, Hartman, Maher & Co
New York
$1.06M +$257K +32,720 +33%
SG Americas Securities
15
SG Americas Securities
New York
$808K
PPA
16
Parametric Portfolio Associates
Washington
$483K -$10.2K -1,300 -2%
AA
17
Ancora Advisors
Ohio
$480K -$2.35K -300 -0.5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$405K -$4.6K -586 -1%
SA
19
SRH Advisors
Kansas
$365K +$356K +45,428 New
CL
20
CSS LLC
Illinois
$330K +$322K +40,985 New
Bank of America
21
Bank of America
North Carolina
$254K +$8.93K +1,138 +4%
Wells Fargo
22
Wells Fargo
California
$239K +$46.1K +5,874 +25%
LPL Financial
23
LPL Financial
California
$236K +$231K +29,397 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$173K +$170K +21,644 New
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$124K +$121K +15,372 New