|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$6.16M
|
-$100K
|
-13,100
|
-2%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.66M
|
+$139K
|
+18,163
|
+3%
|
|
|
3
|
Gramercy Funds Management
Greenwich,
Connecticut
|
$5.41M
|
-$280K
|
-36,500
|
-5%
|
|
|
4
|
|
$4.05M
|
+$104K
|
+13,520
|
+3%
|
|
|
5
|
|
$2.75M
|
-$144K
|
-18,836
|
-5%
|
|
|
6
|
Karpus Investment Management
Pittsford,
New York
|
$2.26M
|
+$1.84M
|
+239,983
|
+426%
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$2.24M
|
–
|
–
|
–
|
|
|
8
|
HSBC Holdings
London,
United Kingdom
|
$1.4M
|
+$1.41M
|
+183,770
|
New
|
|
|
9
|
Sentinel Trust
Houston,
Texas
|
$1.29M
|
–
|
–
|
–
|
|
|
10
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$1.08M
|
+$207
|
+27
|
+0%
|
|
|
11
|
MSI Financial Services
Springfield,
Massachusetts
|
$997K
|
+$58.7K
|
+7,658
|
+6%
|
|
|
12
|
BNP Paribas Financial Markets
Paris,
France
|
$946K
|
+$56K
|
+7,301
|
+6%
|
|
|
13
|
SG Americas Securities
New York
|
$767K
|
–
|
–
|
–
|
|
|
14
|
Dalton, Greiner, Hartman, Maher & Co
New York
|
$757K
|
–
|
–
|
–
|
|
|
15
|
Parametric Portfolio Associates
Seattle,
Washington
|
$468K
|
+$5.27K
|
+688
|
+1%
|
|
|
16
|
Ancora Advisors
Cleveland,
Ohio
|
$458K
|
–
|
–
|
–
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$389K
|
+$7.66K
|
+1,000
|
+2%
|
|
|
18
|
Ameriprise
Minneapolis,
Minnesota
|
$347K
|
-$25.7K
|
-3,353
|
-7%
|
|
|
19
|
TFS Capital
West Chester,
Pennsylvania
|
$314K
|
+$140K
|
+18,307
|
+80%
|
|
|
20
|
Bank of America
Charlotte,
North Carolina
|
$232K
|
–
|
–
|
–
|
|
|
21
|
Wells Fargo
San Francisco,
California
|
$182K
|
+$2.3K
|
+300
|
+1%
|
|
|
22
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$109K
|
–
|
–
|
–
|
|
|
23
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$103K
|
-$3.83K
|
-500
|
-4%
|
|
|
24
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$91K
|
-$26.7K
|
-3,484
|
-23%
|
|
|
25
|
Western Investment
Salt Lake City,
Utah
|
$85K
|
–
|
–
|
–
|
|
