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SRH Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Context Capital Management
51
Context Capital Management
California
$180K – – –
SignatureFD
52
SignatureFD
Georgia
$175K – – –
Virtu KCG Holdings
53
Virtu KCG Holdings
New York
$173K +$174K +22,356 New
GWI
54
Grace & White Inc
New York
$167K – – –
Modera Wealth Management
55
Modera Wealth Management
New Jersey
$130K – – –
Oppenheimer & Co
56
Oppenheimer & Co
New York
$121K +$10.1K +1,299 +9%
TC
57
TFS Capital
Pennsylvania
$120K -$446K -57,341 -79%
Cetera Advisor Networks
58
Cetera Advisor Networks
California
$112K +$54 +7 +0%
MHS
59
M Holdings Securities
Oregon
$111K – – –
SKK
60
Shepherd Kaplan Krochuk
Massachusetts
$110K -$15.5K -2,000 -12%
BBPWM
61
Blue Bell Private Wealth Management
Pennsylvania
$108K -$19.9K -2,556 -15%
AQR Arbitrage
62
AQR Arbitrage
Connecticut
$92K -$38.2K -4,921 -29%
IFP Advisors
63
IFP Advisors
Florida
$88K +$87.9K +11,308 New
Bank of America
64
Bank of America
North Carolina
$22K – – –
AssetMark Inc
65
AssetMark Inc
California
$20K +$19.9K +2,556 New
Creative Planning
66
Creative Planning
Kansas
$6K -$2.29K -295 -28%
FWM
67
Focused Wealth Management
New York
$5K +$101 +13 +2%
First Manhattan
68
First Manhattan
New York
$4K +$598 +77 +14%
US Bancorp
69
US Bancorp
Minnesota
$3K – – –
Tower Research Capital (TRC)
70
Tower Research Capital (TRC)
New York
$3K +$2.93K +377 New
JIC
71
Joel Isaacson & Co
New York
$1K – – –
ACP
72
Aviance Capital Partners
Florida
– -$1.16M -155,084 Closed
RA
73
Raffles Associates
New York
– -$766K -102,834 Closed
Curi RMB Capital
74
Curi RMB Capital
Illinois
– -$299K -40,129 Closed
SI
75
SII Investments
Wisconsin
– -$260K -34,759 Closed