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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
DCP
1251
DSM Capital Partners
Florida
-$2.15M -12,776 Closed
Hudson Bay Capital Management
1252
Hudson Bay Capital Management
Connecticut
-$2.02M -11,400 Closed
MC
1253
Middleton & Co
Massachusetts
-$1.25M -7,454 Closed
Calamos Advisors
1254
Calamos Advisors
Illinois
-$1.2M -7,129 Closed
LRPA
1255
L. Roy Papp & Associates
Arizona
-$1.15M -6,868 Closed
RTIM
1256
Round Table Investment Management
North Carolina
-$922K -5,486 Closed
HCMT
1257
Highland Capital Management (Texas)
Texas
-$840K -5,000 Closed
QC
1258
QCM Cayman
Texas
-$690K -3,896 Closed
LWM
1259
Lyons Wealth Management
Florida
-$623K -3,707 Closed
LCP
1260
Lombardia Capital Partners
California
-$622K -3,702 Closed
LM
1261
Luminus Management
Texas
-$618K -3,491 Closed
MC
1262
MSF Capital
New York
-$507K -3,018 Closed
CM
1263
Castleark Management
Illinois
-$591K -3,000 Closed
SAG
1264
Sterne Agee Group
Alabama
-$437K -2,602 Closed
WSA
1265
Wall Street Associates
California
-$420K -2,500 Closed
CC
1266
Callan Capital
California
-$397K -2,360 Closed
FM
1267
Foster & Motley
Ohio
-$284K -1,691 Closed
ACA
1268
Anchor Capital Advisors
Massachusetts
-$255K -1,515 Closed
FMA
1269
FNY Managed Accounts
New York
-$265K -1,500 Closed
LG
1270
Leuthold Group
Minnesota
-$246K -1,463 Closed
SC
1271
Saybrook Capital
North Carolina
-$226K -1,343 Closed
HPCM
1272
High Pointe Capital Management
Illinois
-$218K -1,300 Closed
TIP
1273
Torray Investment Partners
Maryland
-$206K -1,229 Closed
CFSG
1274
Community Financial Services Group
Vermont
-$134K -800 Closed
EWM
1275
Edge Wealth Management
New York
-$102K -607 Closed

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.