Sterne Agee Group’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Sterne Agee Group’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-2,602	Closed	-$437K	–	276
2013 Q3	$437K	Sell	2,602 -8,000	-75%	-$1.34M	0.17%	138
2013 Q2	$1.7M	Buy	+10,602	New	+$1.71M	0.6%	48

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

CTC (Chicago Trading Company) Chicago, Illinois $217B AUM 46.5% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bridgewater Associates Westport, Connecticut $22.4B AUM 34.48% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Sterne Agee Group's SPY Position: Q4 2013 in Review

Sterne Agee Group sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2013, closing a stake of 2,602 shares — an estimated $437K sold.

Sterne Agee Group first reported a position in SPY in Q2 2013 and held it in 2 quarters. The position peaked at $1.7M in Q2 2013. 1,209 funds tracked by Wall St. Rank hold SPY as of Q4 2013.

Sterne Agee Group reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2013 after selling out during the quarter.
Sterne Agee Group sold 2,602 State Street SPDR S&P 500 ETF Trust shares in Q4 2013, an estimated $437K.
Sterne Agee Group first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and held it in 2 quarters.
Sterne Agee Group's State Street SPDR S&P 500 ETF Trust position peaked at $1.7M in Q2 2013.
1,209 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2013.

Based on Sterne Agee Group's 13F filing for Q4 2013, filed 18 Feb 2014.