Luminus Management’s SPDR S&P 500 ETF Trust SPY Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Hold	0	–	–	–	79
2021 Q2	–	Hold	0	–	–	–	80
2021 Q1	–	Hold	0	–	–	–	60
2020 Q4	–	Sell	-1,557	Closed	-$521K	–	50
2020 Q3	$521K	Sell	1,557 -44,526	-97%	-$14.9M	0.12%	41
2020 Q2	$14.2M	Buy	+46,083	New	+$14.2M	1.84%	15
2020 Q1	–	Hold	0	–	–	–	125
2019 Q4	–	Sell	-441,176	Closed	-$131M	–	111
2019 Q3	$131M	Buy	441,176 +346,318	+365%	+$103M	3.79%	5
2019 Q2	$27.8M	Buy	+94,858	New	+$27.8M	0.67%	42
2019 Q1	–	Hold	0	–	–	–	152
2018 Q4	–	Hold	0	–	–	–	166
2018 Q3	–	Hold	0	–	–	–	170
2018 Q2	–	Sell	-540,734	Closed	-$142M	–	165
2018 Q1	$142M	Buy	+540,734	New	+$142M	2.95%	9
2017 Q4	–	Sell	-497,082	Closed	-$125M	–	162
2017 Q3	$125M	Buy	497,082 +258,775	+109%	+$65M	3.31%	3
2017 Q2	$57.6M	Sell	238,307 -558,898	-70%	-$135M	1.2%	22
2017 Q1	$188M	Buy	+797,205	New	+$188M	4.85%	2
2016 Q4	–	Sell	-490,289	Closed	-$106M	–	150
2016 Q3	$106M	Buy	490,289 +352,429	+256%	+$76.2M	2.7%	6
2016 Q2	$28.9M	Sell	137,860 -125,730	-48%	-$26.3M	0.83%	27
2016 Q1	$54.2M	Buy	+263,590	New	+$54.2M	1.79%	15
2015 Q4	–	Hold	0	–	–	–	140
2015 Q3	–	Hold	0	–	–	–	152
2015 Q2	–	Sell	-379,000	Closed	-$78.2M	–	148
2015 Q1	$78.2M	Buy	+379,000	New	+$78.2M	2.78%	9
2014 Q4	–	Hold	0	–	–	–	146
2014 Q3	–	Sell	-178,700	Closed	-$35M	–	149
2014 Q2	$35M	Buy	+178,700	New	+$35M	1.34%	17
2014 Q1	–	Hold	0	–	–	–	146
2013 Q4	–	Sell	-3,491	Closed	-$587K	–	139
2013 Q3	$587K	Buy	+3,491	New	+$587K	0.05%	96