Luminus Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Luminus Management’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-1,550,000	Closed	-$414M	–	163
2017 Q4	$414M	Buy	1,550,000 +1,155,000	+292%	+$300M	8.78%	1
2017 Q3	$99.2M	Sell	395,000 -56,000	-12%	-$13.8M	2.63%	8
2017 Q2	$109M	Buy	+451,000	New	+$108M	2.28%	6
2017 Q1	–	Sell	-2,025,900	Closed	-$453M	–	164
2016 Q4	$453M	Buy	2,025,900 +1,132,700	+127%	+$247M	10.18%	2
2016 Q3	$193M	Buy	+893,200	New	+$193M	4.93%	3
2015 Q3	–	Sell	-454,000	Closed	-$93.5M	–	162
2015 Q2	$93.5M	Buy	454,000 +339,000	+295%	+$71.3M	3.05%	8
2015 Q1	$23.7M	Sell	115,000 -867,500	-88%	-$179M	0.84%	32
2014 Q4	$202M	Buy	982,500 +344,200	+54%	+$69.2M	6.96%	2
2014 Q3	$126M	Sell	638,300 -232,700	-27%	-$46M	4.04%	4
2014 Q2	$170M	Buy	871,000 +811,000	+1,352%	+$154M	6.53%	2
2014 Q1	$11.2M	Sell	60,000 -600,000	-91%	-$110M	0.68%	35
2013 Q4	$122M	Buy	+660,000	New	+$117M	7.08%	3

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Luminus Management's SPY Position: Q4 2020 in Review

Luminus Management sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2020, closing a stake of 1,557 shares — an estimated $521K sold.

Luminus Management first reported a position in SPY in Q3 2013 and held it in 14 quarters. The position peaked at $188M in Q1 2017. 2,719 funds tracked by Wall St. Rank hold SPY as of Q4 2020.

Luminus Management reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2020 after selling out during the quarter.
Luminus Management sold 1,557 State Street SPDR S&P 500 ETF Trust shares in Q4 2020, an estimated $521K.
Luminus Management first reported a position in State Street SPDR S&P 500 ETF Trust in Q3 2013 and held it in 14 quarters.
Luminus Management's State Street SPDR S&P 500 ETF Trust position peaked at $188M in Q1 2017.
2,719 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2020.

Based on Luminus Management's 13F filing for Q4 2020, filed 17 Feb 2021.