We are live on ! Find out more
SPHB icon

Invesco S&P 500 High Beta ETF
SPHB

36 hedge funds and large institutions have $539M invested in Invesco S&P 500 High Beta ETF in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $532M → $539M (+$7.06M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

3% less funds holding

Funds holding: 37 → 36 (-1)

5.56% less ownership

Funds ownership: 91.43% → 85.87% (-5.6%)

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
8
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$3.2M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.79M
3
Goldman Sachs
Goldman Sachs
New York
+$1.17M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$484K
5
TRCT
Tower Research Capital (TRC)
New York
+$410K

Top Sellers

Rank Fund Capital Flow
1
RIG
RiverFront Investment Group
Virginia
-$40.9M
2
U
UBS
Switzerland
-$5.77M
3
SG Americas Securities
SG Americas Securities
New York
-$3.92M
4
Morgan Stanley
Morgan Stanley
New York
-$3.11M
5
Comerica Bank
Comerica Bank
Texas
-$1.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
OC
26
Oppenheimer & Co
New York
$223K +$210K +7,280 New
Citigroup
27
Citigroup
New York
$222K +$75K +2,606 +56%
Ameriprise
28
Ameriprise
Minnesota
$106K +$64.2K +2,232 +179%
HI
29
Hudock Inc
Pennsylvania
$35K -$8.12K -282 -20%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$28K – – –
AIG
31
American International Group
New York
$17.1K -$352K -12,229 -96%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$11K -$5.76K -200 -35%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$8K – – –
EU
34
Emory University
Georgia
$3K – – –
GI
35
Gradient Investments
Minnesota
$3K +$2.5K +87 New
Comerica Bank
36
Comerica Bank
Texas
– -$1.62M -59,816 Closed
VF
37
Virtu Financial
New York
– -$1.11M -41,134 Closed
DS
38
DRW Securities
Illinois
– -$965K -33,730 Closed
CA
39
Cetera Advisors
Colorado
– -$739K -27,350 Closed
BBHC
40
Brown Brothers Harriman & Co
New York
– -$432K -16,000 Closed
SMA
41
Simply Money Advisors
Ohio
– -$54K -2,005 Closed
1
2

SPHB Hedge Fund Activity: Q4 2013 in Review

36 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q4 2013, worth a combined $539M — up 1.3% from $532M a quarter earlier.

Fund positioning in SPHB was balanced in Q4 2013: 6 funds opened new positions, 6 closed out, 8 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.2M. The largest seller was RiverFront Investment Group, cutting an estimated $40.9M.

  • 36 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q4 2013, down from 37 in Q3 2013.
  • Funds reported $539M of Invesco S&P 500 High Beta ETF stock for Q4 2013, up 1.3% quarter-over-quarter.
  • 6 funds opened new Invesco S&P 500 High Beta ETF positions in Q4 2013 and 6 closed out, a net change of 0 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q4 2013 was LPL Financial, an estimated $3.2M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q4 2013 was RiverFront Investment Group, an estimated $40.9M sold.

Based on aggregated 13F filings for Q4 2013.