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iShares Semiconductor ETF

62 hedge funds and large institutions have $231M invested in iShares Semiconductor ETF in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

9% more capital invested

Capital invested by funds: $213M → $231M (+$18.2M)

7% more funds holding

Funds holding: 5862 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

76% less call options, than puts

Call options by funds: $1.7M | Put options by funds: $7.03M

Holders
62
Holders Change
+4
Holders Change %
+6.9%
% of All Funds
1.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
21
Reduced
17
Closed
8
Calls
$1.7M
Puts
$7.03M
Net Calls
-$5.33M
Net Calls Change
-$3.69M
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$1.72M -$8.21K -285 -0.5%
OC
27
Oppenheimer & Co
New York
$1.65M -$16.9K -585 -1%
SWM
28
Strategic Wealth Management
Washington
$1.65M +$1.64M +56,805 New
CPC
29
Cookson Peirce & Co
Pennsylvania
$1.59M +$42.4K +1,470 +3%
HSBC Holdings
30
HSBC Holdings
United Kingdom
$1.55M -$86.5K -3,000 -5%
BCM
31
Barometer Capital Management
Ontario, Canada
$1.29M -$156K -5,400 -11%
JP Morgan Chase
32
JP Morgan Chase
New York
$1.28M +$522K +18,108 +69%
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$1.23M +$1.22M +42,345 New
WF
34
WealthTrust Fairport
Ohio
$941K +$936K +32,493 New
PFG
35
Pacific Financial Group
Washington
$893K -$418K -14,517 -32%
AIG
36
American International Group
New York
$687K +$653K +22,650 +2,086%
FAAS
37
First Allied Advisory Services
California
$679K +$5.79K +201 +0.9%
TFA
38
Transamerica Financial Advisors
Florida
$626K +$38K +1,320 +7%
SB
39
Suntrust Banks
Georgia
$621K -$21.8K -756 -3%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$596K
WSA
41
Wall Street Associates
California
$469K
GLRA
42
Gerald L. Ray & Associates
Texas
$433K
MAA
43
Managed Account Advisors
New Jersey
$358K +$105K +3,642 +42%
CWM
44
Concert Wealth Management
California
$250K
VKH
45
Virtu KCG Holdings
New York
$219K -$56.6K -1,965 -21%
CAN
46
Cetera Advisor Networks
California
$218K -$187K -6,492 -46%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$212K +$186K +6,462 +735%
NFG
48
Next Financial Group
Texas
$99K +$62.2K +2,160 +173%
MHS
49
M Holdings Securities
Oregon
$93K +$92.8K +3,219 New
Deutsche Bank
50
Deutsche Bank
Germany
$91K -$153K -5,301 -63%

SOXX Hedge Fund Activity: Q3 2014 in Review

62 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares Semiconductor ETF (SOXX) for Q3 2014, worth a combined $231M — up 8.6% from $213M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SOXX positions and 8 closed out — a net gain of 4 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $26.2M. The largest seller was Pinnacle Advisory Group, exiting entirely with an estimated $36.6M sold.

  • 62 institutional investors held iShares Semiconductor ETF (SOXX) as of Q3 2014, up from 58 in Q2 2014.
  • Funds reported $231M of iShares Semiconductor ETF stock for Q3 2014, up 8.6% quarter-over-quarter.
  • 12 funds opened new iShares Semiconductor ETF positions in Q3 2014 and 8 closed out, a net change of +4 holders.
  • The largest iShares Semiconductor ETF buyer in Q3 2014 was Goldman Sachs, an estimated $26.2M added.
  • The largest iShares Semiconductor ETF seller in Q3 2014 was Pinnacle Advisory Group, an estimated $36.6M sold.

Based on aggregated 13F filings for Q3 2014.