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VanEck Low Carbon Energy ETF

36 hedge funds and large institutions have $10.5M invested in VanEck Low Carbon Energy ETF in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 4 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

3% more funds holding

Funds holding: 3536 (+1)

6.54% less ownership

Funds ownership: 19.28%12.74% (-6.5%)

45% less capital invested

Capital invested by funds: $19.3M → $10.5M (-$8.79M)

71% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 14

Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
4
Reduced
14
Closed
6
Calls
$394K
Puts
Net Calls
+$394K
Net Calls Change
-$339K
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Cabot Wealth Management
Massachusetts
$3.02M -$65.2K -1,180 -2%
Bank of America
2
Bank of America
North Carolina
$1.79M -$3.78M -68,496 -67%
Jane Street
3
Jane Street
New York
$932K +$953K +17,257 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$930K -$705K -12,757 -43%
Morgan Stanley
5
Morgan Stanley
New York
$832K -$952K -17,236 -53%
V
6
Veritable
Delaware
$754K +$131K +2,380 +21%
Goldman Sachs
7
Goldman Sachs
New York
$664K +$449K +8,136 +195%
Mirae Asset Global Investments
8
Mirae Asset Global Investments
South Korea
$260K -$105K -1,900 -28%
LPL Financial
9
LPL Financial
California
$249K +$6.68K +121 +3%
Wells Fargo
10
Wells Fargo
California
$246K -$52.5K -950 -17%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$169K
SIG
12
Stanford Investment Group
California
$136K +$140K +2,526 New
NPC
13
National Planning Corporation
California
$106K +$113K +2,043 New
Axa
14
Axa
France
$100K -$16.8K -305 -14%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$56K -$17.8K -323 -23%
UBS Group
16
UBS Group
Switzerland
$41K +$42.2K +763 New
JFA
17
JNBA Financial Advisors
Minnesota
$39K +$39.8K +720 New
Citigroup
18
Citigroup
New York
$30K
LNB
19
Ledyard National Bank
$22K
GT
20
Glenmede Trust
Pennsylvania
$21K -$506K -9,153 -96%
WEC
21
Winslow Evans & Crocker
Massachusetts
$17.9K
HR
22
Howe & Rusling
New York
$16K
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$15K
MFS
24
MSI Financial Services
Massachusetts
$14K +$1.93K +35 +15%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$11K -$2.82K -51 -20%

SMOG Hedge Fund Activity: Q4 2014 in Review

36 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in VanEck Low Carbon Energy ETF (SMOG) for Q4 2014, worth a combined $10.5M — down 45% from $19.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SMOG positions and 6 closed out — a net gain of 2 holders — while 4 added to existing stakes and 14 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $953K. The largest seller was Bank of America, cutting an estimated $3.78M.

  • 36 institutional investors held VanEck Low Carbon Energy ETF (SMOG) as of Q4 2014, up from 35 in Q3 2014.
  • Funds reported $10.5M of VanEck Low Carbon Energy ETF stock for Q4 2014, down 45% quarter-over-quarter.
  • 8 funds opened new VanEck Low Carbon Energy ETF positions in Q4 2014 and 6 closed out, a net change of +2 holders.
  • The largest VanEck Low Carbon Energy ETF buyer in Q4 2014 was Jane Street, an estimated $953K added.
  • The largest VanEck Low Carbon Energy ETF seller in Q4 2014 was Bank of America, an estimated $3.78M sold.

Based on aggregated 13F filings for Q4 2014.