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VanEck Low Carbon Energy ETF

40 hedge funds and large institutions have $10.2M invested in VanEck Low Carbon Energy ETF in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

11% more capital invested

Capital invested by funds: $9.16M → $10.2M (+$1.04M)

11% more funds holding

Funds holding: 3640 (+4)

4.94% more ownership

Funds ownership: 10.82%15.76% (+4.9%)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
7
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$2.47M +$1.77M +34,744 +245%
Citadel Advisors
2
Citadel Advisors
Florida
$1.25M -$613K -12,069 -33%
HPWM
3
Highland Private Wealth Management
Washington
$968K
Morgan Stanley
4
Morgan Stanley
New York
$720K +$19.4K +382 +3%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$592K +$9.3K +183 +2%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$582K -$43.2K -850 -7%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$549K +$552K +10,869 New
UBS Group
8
UBS Group
Switzerland
$548K +$20.4K +401 +4%
FHA
9
Flagship Harbor Advisors
Massachusetts
$402K +$394K +7,745 New
Bank of America
10
Bank of America
North Carolina
$380K +$43.2K +850 +13%
LPL Financial
11
LPL Financial
California
$256K -$23.2K -456 -8%
OPCM
12
Osborne Partners Capital Management
California
$224K
V
13
Veritable
Delaware
$200K +$202K +3,970 New
Wells Fargo
14
Wells Fargo
California
$195K -$18.5K -365 -9%
JFA
15
JNBA Financial Advisors
Minnesota
$170K +$171K +3,366 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$148K +$8.44K +166 +6%
Creative Planning
17
Creative Planning
Kansas
$141K -$123K -2,428 -47%
LNB
18
Ledyard National Bank
$94K +$95K +1,870 New
Barclays
19
Barclays
United Kingdom
$52K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$35K -$1.27K -25 -4%
GT
21
Glenmede Trust
Pennsylvania
$35K
MFS
22
MSI Financial Services
Massachusetts
$34K -$3.76K -74 -10%
US Bancorp
23
US Bancorp
Minnesota
$20K -$4.73K -93 -19%
HR
24
Howe & Rusling
New York
$15K
SF
25
Synovus Financial
Georgia
$14K +$13.9K +274 New

SMOG Hedge Fund Activity: Q4 2016 in Review

40 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in VanEck Low Carbon Energy ETF (SMOG) for Q4 2016, worth a combined $10.2M — up 11% from $9.16M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SMOG positions and 6 closed out — a net gain of 4 holders — while 7 added to existing stakes and 10 trimmed.

The largest buyer was Jane Street, adding an estimated $1.77M. The largest seller was Citadel Advisors, cutting an estimated $613K.

  • 40 institutional investors held VanEck Low Carbon Energy ETF (SMOG) as of Q4 2016, up from 36 in Q3 2016.
  • Funds reported $10.2M of VanEck Low Carbon Energy ETF stock for Q4 2016, up 11% quarter-over-quarter.
  • 10 funds opened new VanEck Low Carbon Energy ETF positions in Q4 2016 and 6 closed out, a net change of +4 holders.
  • The largest VanEck Low Carbon Energy ETF buyer in Q4 2016 was Jane Street, an estimated $1.77M added.
  • The largest VanEck Low Carbon Energy ETF seller in Q4 2016 was Citadel Advisors, an estimated $613K sold.

Based on aggregated 13F filings for Q4 2016.