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VanEck Low Carbon Energy ETF

30 hedge funds and large institutions have $10.4M invested in VanEck Low Carbon Energy ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more capital invested

Capital invested by funds: $5.97M → $10.4M (+$4.45M)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

8.91% more ownership

Funds ownership: 2.76%11.66% (+8.9%)

3% more funds holding

Funds holding: 2930 (+1)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Cabot Wealth Management
Massachusetts
$3.24M +$1.72M +34,675 +131%
Jane Street
2
Jane Street
New York
$1.63M +$243K +4,880 +19%
Bank of America
3
Bank of America
North Carolina
$1.54M +$342K +6,875 +31%
U
4
UBS
Switzerland
$1.07M +$980K +19,710 +4,303%
Morgan Stanley
5
Morgan Stanley
New York
$879K +$25.2K +506 +3%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$411K +$37.1K +746 +11%
LPL Financial
7
LPL Financial
California
$362K -$13.5K -271 -4%
Wells Fargo
8
Wells Fargo
California
$304K +$103K +2,065 +56%
Deutsche Bank
9
Deutsche Bank
Germany
$265K
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$170K +$22.5K +453 +16%
Axa
11
Axa
France
$152K +$142K +2,860 New
GT
12
Glenmede Trust
Pennsylvania
$143K -$99 -2 -0.1%
MFS
13
MSI Financial Services
Massachusetts
$44K -$19.7K -396 -32%
AA
14
Apriem Advisors
California
$44K
Citigroup
15
Citigroup
New York
$41K -$146K -2,940 -79%
WA
16
WFG Advisors
Texas
$17K +$15.9K +320 New
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$15K +$14.2K +285 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$13K -$50 -1 -0.4%
Creative Planning
19
Creative Planning
Kansas
$13K +$12.3K +247 New
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$12K -$50 -1 -0.5%
CFSG
21
Community Financial Services Group
Vermont
$9K
PTC
22
Private Trust Company
Ohio
$9K
HR
23
Howe & Rusling
New York
$7K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$7K
QAM
25
QCI Asset Management
New York
$6K -$50 -1 -0.9%

SMOG Hedge Fund Activity: Q3 2013 in Review

30 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in VanEck Low Carbon Energy ETF (SMOG) for Q3 2013, worth a combined $10.4M — up 74% from $5.97M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SMOG positions and 3 closed out — a net gain of 1 holder — while 8 added to existing stakes and 9 trimmed.

The largest buyer was Cabot Wealth Management, adding an estimated $1.72M. The largest seller was Veritable, exiting entirely with an estimated $208K sold.

  • 30 institutional investors held VanEck Low Carbon Energy ETF (SMOG) as of Q3 2013, up from 29 in Q2 2013.
  • Funds reported $10.4M of VanEck Low Carbon Energy ETF stock for Q3 2013, up 74% quarter-over-quarter.
  • 4 funds opened new VanEck Low Carbon Energy ETF positions in Q3 2013 and 3 closed out, a net change of +1 holder.
  • The largest VanEck Low Carbon Energy ETF buyer in Q3 2013 was Cabot Wealth Management, an estimated $1.72M added.
  • The largest VanEck Low Carbon Energy ETF seller in Q3 2013 was Veritable, an estimated $208K sold.

Based on aggregated 13F filings for Q3 2013.