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VanEck Low Carbon Energy ETF

38 hedge funds and large institutions have $9.55M invested in VanEck Low Carbon Energy ETF in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

32% more capital invested

Capital invested by funds: $7.23M → $9.55M (+$2.32M)

12% more funds holding

Funds holding: 3438 (+4)

1.54% more ownership

Funds ownership: 9.17%10.71% (+1.5%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$1.44M -$179K -3,369 -11%
HPWM
2
Highland Private Wealth Management
Washington
$1.08M +$1.04M +19,683 New
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$1.02M +$9.23K +174 +0.9%
Bank of America
4
Bank of America
North Carolina
$781K +$39.3K +740 +5%
V
5
Veritable
Delaware
$762K
Morgan Stanley
6
Morgan Stanley
New York
$702K -$87.9K -1,657 -11%
LPL Financial
7
LPL Financial
California
$555K +$274K +5,159 +102%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$517K +$470K +8,867 +1,569%
UBS Group
9
UBS Group
Switzerland
$435K +$82K +1,546 +24%
FLPIM
10
F.L. Putnam Investment Management
Massachusetts
$402K +$51K +962 +15%
ACM
11
Avalon Capital Management
California
$351K +$339K +6,400 New
AI
12
Atria Investments
North Carolina
$307K +$320K +6,039 New
Creative Planning
13
Creative Planning
Kansas
$257K +$9.02K +170 +4%
Wells Fargo
14
Wells Fargo
California
$230K -$146K -2,760 -40%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$172K
Axa
16
Axa
France
$105K -$58.8K -1,109 -37%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$90K -$60.9K -1,149 -41%
JFA
18
JNBA Financial Advisors
Minnesota
$80K +$39K +735 +102%
LNB
19
Ledyard National Bank
$57K +$10.9K +205 +25%
MFS
20
MSI Financial Services
Massachusetts
$47K +$20.7K +390 +84%
GT
21
Glenmede Trust
Pennsylvania
$38K +$21.2K +400 +133%
AIG
22
American International Group
New York
$17K +$2.65K +50 +20%
HR
23
Howe & Rusling
New York
$16K
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$12K
GAM
25
Gemmer Asset Management
California
$11K

SMOG Hedge Fund Activity: Q4 2015 in Review

38 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in VanEck Low Carbon Energy ETF (SMOG) for Q4 2015, worth a combined $9.55M — up 32% from $7.23M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SMOG positions and 3 closed out — a net gain of 4 holders — while 12 added to existing stakes and 5 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $470K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $483K sold.

  • 38 institutional investors held VanEck Low Carbon Energy ETF (SMOG) as of Q4 2015, up from 34 in Q3 2015.
  • Funds reported $9.55M of VanEck Low Carbon Energy ETF stock for Q4 2015, up 32% quarter-over-quarter.
  • 7 funds opened new VanEck Low Carbon Energy ETF positions in Q4 2015 and 3 closed out, a net change of +4 holders.
  • The largest VanEck Low Carbon Energy ETF buyer in Q4 2015 was Ladenburg Thalmann Financial Services, an estimated $470K added.
  • The largest VanEck Low Carbon Energy ETF seller in Q4 2015 was Susquehanna International Group, an estimated $483K sold.

Based on aggregated 13F filings for Q4 2015.