National Planning Corporation’s VanEck Low Carbon Energy ETF SMOG Stock Holding History

National Planning Corporation’s Portfolio SMOG Stock Details SMOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-3,399	Closed	-$204K	–	762
2017 Q2	$204K	Buy	+3,399	New	+$197K	0.02%	680
2015 Q1	–	Sell	-2,043	Closed	-$106K	–	1834
2014 Q4	$106K	Buy	+2,043	New	+$113K	0.01%	900

Other funds holding SMOG

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

CWM

Cabot Wealth Management Salem, Massachusetts $869M AUM 16.19% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HPWM

Highland Private Wealth Management Bellevue, Washington $620M AUM 18.88% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

National Planning Corporation's SMOG Position: Q3 2017 in Review

National Planning Corporation sold out of VanEck Low Carbon Energy ETF (SMOG) in Q3 2017, closing a stake of 3,399 shares — an estimated $204K sold.

National Planning Corporation first reported a position in SMOG in Q4 2014 and held it in 2 quarters. The position peaked at $204K in Q2 2017. 41 funds tracked by Wall St. Rank hold SMOG as of Q3 2017.

National Planning Corporation reported no remaining VanEck Low Carbon Energy ETF position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 3,399 VanEck Low Carbon Energy ETF shares in Q3 2017, an estimated $204K.
National Planning Corporation first reported a position in VanEck Low Carbon Energy ETF in Q4 2014 and held it in 2 quarters.
National Planning Corporation's VanEck Low Carbon Energy ETF position peaked at $204K in Q2 2017.
41 funds tracked by Wall St. Rank held VanEck Low Carbon Energy ETF as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.