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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
151
American International Group
New York
$24K -$1.27K -146 -5%
S
152
SignatureFD
Georgia
$20K +$10.6K +1,225 +120%
TWA
153
TCI Wealth Advisors
Arizona
$19K – – –
CFA
154
Carroll Financial Associates
North Carolina
$17K +$16.4K +1,884 New
TDC
155
Thompson Davis & Co
Virginia
$16K – – –
NFG
156
Next Financial Group
Texas
$14K – – –
AWS
157
Aris Wealth Services
Pennsylvania
$10K +$10K +1,154 New
ASN
158
Advisory Services Network
Georgia
$9K – – –
LWA
159
Lenox Wealth Advisors
New York
$9K – – –
FHA
160
First Horizon Advisors
Tennessee
$9K +$1.27K +146 +15%
JIC
161
Joel Isaacson & Co
New York
$8K +$7.81K +900 New
QCG
162
Quadrant Capital Group
Ohio
$7K +$8.37K +964 New
FPFS
163
First Personal Financial Services
North Carolina
$6K – – –
DADC
164
D.A. Davidson & Co
Montana
$6K +$460 +53 +8%
WA
165
Waverly Advisors
Alabama
$5K +$4.72K +544 New
JFA
166
JNBA Financial Advisors
Minnesota
$4K -$1.95K -225 -33%
CAW
167
Cornerstone Advisors (Washington)
Washington
$4K – – –
MFBTD
168
MB Financial Bank - Trust Department
Illinois
$4K +$4.22K +486 New
WCM
169
Wealthcare Capital Management
Virginia
$3K -$3.2K -369 -52%
WRM
170
Westport Resources Management
Connecticut
$3K – – –
FNBT
171
FineMark National Bank & Trust
Florida
$2K +$1.52K +175 +182%
RIA
172
Regal Investment Advisors
Michigan
$1K – – –
WEC
173
Winslow Evans & Crocker
Massachusetts
$632 – – –
WI
174
WBI Investments
New Jersey
– -$8.21M -1,060,223 Closed
ARTA
175
A.R.T. Advisors
New York
– -$400K -51,731 Closed
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