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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
Fisher Asset Management
1
Fisher Asset Management
Washington
$419M +$3.63M +531,049 +0.9%
Lazard Asset Management
2
Lazard Asset Management
New York
$102M -$1.15M -167,838 -1%
LP
3
LMR Partners
United Kingdom
$75M +$67.2M +9,842,769 +877%
CAC
4
Cowen and Company
New York
$70.1M +$70M +10,251,605 New
Morgan Stanley
5
Morgan Stanley
New York
$57.6M -$3.03M -444,202 -5%
PPA
6
Parametric Portfolio Associates
Washington
$52.1M -$3.04M -445,220 -6%
Northern Trust
7
Northern Trust
Illinois
$50.4M -$13.2M -1,936,505 -21%
Wells Fargo
8
Wells Fargo
California
$47.3M -$1.37M -200,776 -3%
AG
9
Aperio Group
California
$45.8M +$6.31M +924,123 +16%
Renaissance Technologies
10
Renaissance Technologies
New York
$45.7M +$16.4M +2,402,215 +56%
Bank of America
11
Bank of America
North Carolina
$42.5M -$35.9M -5,250,119 -46%
Goldman Sachs
12
Goldman Sachs
New York
$26.3M +$6.55M +958,532 +33%
NMC
13
Nine Masts Capital
Hong Kong
$18.5M +$6.46M +945,650 +54%
US Bancorp
14
US Bancorp
Minnesota
$15.4M +$774K +113,246 +5%
CCM
15
Causeway Capital Management
California
$13.5M -$893K -130,789 -6%
CGH
16
Crossmark Global Holdings
Texas
$12.2M -$652K -95,449 -5%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$11.2M -$6.36M -931,157 -36%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$10.6M +$2.32M +340,096 +28%
TAM
19
Todd Asset Management
Kentucky
$9.86M -$4.03M -589,996 -29%
Franklin Resources
20
Franklin Resources
California
$9.55M -$1.24M -181,658 -11%
RJA
21
Raymond James & Associates
Florida
$7.81M -$200K -29,269 -3%
Natixis Advisors
22
Natixis Advisors
Massachusetts
$7.33M +$79.8K +11,675 +1%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$7M +$3.37M +493,263 +93%
TRSOTSOK
24
Teachers Retirement System of the State of Kentucky
Kentucky
$6.18M -$2.68M -392,000 -30%
JP Morgan Chase
25
JP Morgan Chase
New York
$5.5M +$6K +879 +0.1%