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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
Fisher Asset Management
1
Fisher Asset Management
Washington
$429M -$10M -1,418,250 -2%
CI
2
Cambiar Investors
Colorado
$110M -$10.1M -1,426,827 -8%
Lazard Asset Management
3
Lazard Asset Management
New York
$106M -$1.34M -189,540 -1%
Bank of America
4
Bank of America
North Carolina
$80.9M -$50.1M -7,075,582 -38%
Northern Trust
5
Northern Trust
Illinois
$65.7M +$2.06M +290,726 +3%
Morgan Stanley
6
Morgan Stanley
New York
$62.6M +$976K +137,875 +2%
PPA
7
Parametric Portfolio Associates
Washington
$56.9M +$3.37M +475,620 +6%
Wells Fargo
8
Wells Fargo
California
$50.2M -$1.67M -235,846 -3%
AG
9
Aperio Group
California
$40.7M +$7.64M +1,078,682 +23%
Renaissance Technologies
10
Renaissance Technologies
New York
$30.2M +$19.5M +2,750,900 +180%
CI
11
Cowen Inc
New York
$24M +$24.1M +3,402,000 New
Goldman Sachs
12
Goldman Sachs
New York
$20.3M -$1.09M -153,364 -5%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$18.1M +$1.12M +158,047 +7%
US Bancorp
14
US Bancorp
Minnesota
$15.1M +$1.12M +157,895 +8%
CCM
15
Causeway Capital Management
California
$14.8M +$356K +50,233 +2%
TAM
16
Todd Asset Management
Kentucky
$14.3M -$42.9K -6,055 -0.3%
CGH
17
Crossmark Global Holdings
Texas
$13.3M -$120K -16,944 -0.9%
NMC
18
Nine Masts Capital
Hong Kong
$12.4M -$6.32M -893,136 -34%
Franklin Resources
19
Franklin Resources
California
$11.2M +$697K +98,424 +7%
TRSOTSOK
20
Teachers Retirement System of the State of Kentucky
Kentucky
$9.14M – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$8.56M +$808K +114,083 +10%
RJA
22
Raymond James & Associates
Florida
$8.26M -$2.2M -310,447 -21%
LP
23
LMR Partners
United Kingdom
$7.92M +$7.95M +1,122,373 New
Natixis Advisors
24
Natixis Advisors
Massachusetts
$7.48M +$258K +36,509 +4%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$5.96M +$348K +49,177 +6%