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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
USAA
226
United Services Automobile Association
Texas
– -$534K -75,628 Closed
Neuberger Berman Group
227
Neuberger Berman Group
New York
– -$513K -72,742 Closed
WCM
228
Weld Capital Management
New York
– -$372K -52,713 Closed
WI
229
WrapManager Inc
California
– -$360K -50,999 Closed
BOPW
230
Brandywine Oak Private Wealth
Pennsylvania
– -$306K -43,383 Closed
Wellington Management Group
231
Wellington Management Group
Massachusetts
– -$248K -35,091 Closed
TC
232
Telemus Capital
Michigan
– -$238K -35,079 Closed
AI
233
Atria Investments
North Carolina
– -$203K -31,253 Closed
CRC
234
Curi RMB Capital
Illinois
– -$219K -31,001 Closed
CBU
235
CIBC Bank USA
Illinois
– -$200K -28,382 Closed
EMG
236
Ellington Management Group
Connecticut
– -$162K -22,900 Closed
HI
237
HBK Investments
Texas
– -$155K -21,992 Closed
WA
238
Wambolt & Associates
Colorado
– -$137K -19,465 Closed
ECM
239
ExodusPoint Capital Management
New York
– -$131K -18,610 Closed
1WA
240
180 Wealth Advisors
Washington
– -$126K -18,212 Closed
SC
241
Sepio Capital
Utah
– -$128K -18,201 Closed
Capital Fund Management (CFM)
242
Capital Fund Management (CFM)
France
– -$121K -17,100 Closed
RRAM
243
River Road Asset Management
Kentucky
– -$118K -16,687 Closed
CNBT
244
Canandaigua National Bank & Trust
New York
– -$115K -16,320 Closed
SW
245
SVB Wealth
Massachusetts
– -$108K -15,214 Closed
AIM
246
Axiom Investment Management
New York
– -$107K -14,999 Closed
I
247
IberiaBank
Louisiana
– -$105K -14,826 Closed
IIC
248
Integrated Investment Consultants
Michigan
– -$100K -14,105 Closed
Prudential Financial
249
Prudential Financial
New Jersey
– -$95K -13,491 Closed
PNC
250
Park National Corp
Ohio
– -$86K -12,166 Closed
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