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VanEck Short Muni ETF
SMB

95 hedge funds and large institutions have $144M invested in VanEck Short Muni ETF in 2021 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 41 increasing their positions, 9 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

356% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 9

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

32% more capital invested

Capital invested by funds: $108M → $144M (+$35.2M)

17.11% more ownership

Funds ownership: 52.72% → 69.83% (+17%)

9% more funds holding

Funds holding: 87 → 95 (+8)

Holders
95
Holders Change
+8
Holders Change %
+9.2%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
41
Reduced
9
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.28M
2
Bank of America
Bank of America
North Carolina
+$2.82M
3
VC
Vicus Capital
Pennsylvania
+$2.64M
4
PI
PFS Investments
Georgia
+$2.48M
5
LPL Financial
LPL Financial
California
+$2.44M

Top Sellers

Rank Fund Capital Flow
1
AWE
Avidian Wealth Enterprises
Texas
-$501K
2
AP
Advisors Preferred
Maryland
-$382K
3
UR
USCA RIA
Texas
-$272K
4
CCP
Cardan Capital Partners
Colorado
-$269K
5
KCPG
Kavar Capital Partners Group
Kansas
-$226K
Name Holding Trade Value Shares
Change 		Change in
Stake
PFA
51
Paradigm Financial Advisors
Missouri
$395K +$396K +21,900 New
Rockefeller Capital Management
52
Rockefeller Capital Management
New York
$394K – – –
CCG
53
Chatham Capital Group
Georgia
$361K – – –
ARG
54
Advisory Resource Group
Oklahoma
$325K -$7.05K -390 -2%
WCM
55
WealthBridge Capital Management
Ohio
$325K – – –
JWS
56
Juncture Wealth Strategies
Arizona
$324K +$83.3K +4,604 +35%
OC
57
Oppenheimer & Co
New York
$280K +$3.45K +191 +1%
NFG
58
Nations Financial Group
Iowa
$272K +$759 +42 +0.3%
RA
59
RFG Advisory
Alabama
$265K +$13.6K +750 +5%
AAS
60
Avantax Advisory Services
Texas
$261K – – –
PAS
61
Park Avenue Securities
New York
$235K +$236K +13,055 New
Cetera Investment Advisers
62
Cetera Investment Advisers
Illinois
$215K +$215K +11,916 New
CW
63
CreativeOne Wealth
Kansas
$215K +$216K +11,921 New
AA
64
Ancora Advisors
Ohio
$209K -$54.2K -3,000 -21%
NGA
65
Naples Global Advisors
Florida
$204K – – –
CC
66
Cypress Capital
Tennessee
$204K +$195K +10,770 +1,983%
DL
67
DOHJ LLC
Washington
$189K +$190K +10,494 New
FTUS
68
Flow Traders U.S.
New York
$184K +$185K +10,227 New
GWM
69
Gray Wealth Management
Maine
$180K – – –
VCM
70
Versant Capital Management
Arizona
$146K – – –
WAP
71
Wealthcare Advisory Partners
Pennsylvania
$144K +$145K +8,006 New
BCA
72
Bray Capital Advisors
Florida
$134K – – –
SFS
73
Sowell Financial Services
Arkansas
$133K – – –
PNC Financial Services Group
74
PNC Financial Services Group
Pennsylvania
$119K – – –
CIAS
75
Capital Investment Advisory Services
North Carolina
$107K +$21.2K +1,170 +25%
1 2
3
4 5

SMB Hedge Fund Activity: Q1 2021 in Review

95 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q1 2021, worth a combined $144M — up 32% from $108M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SMB positions and 11 closed out — a net gain of 10 holders — while 41 added to existing stakes and 9 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.28M. The largest seller was Avidian Wealth Enterprises, exiting entirely with an estimated $501K sold.

  • 95 institutional investors held VanEck Short Muni ETF (SMB) as of Q1 2021, up from 87 in Q4 2020.
  • Funds reported $144M of VanEck Short Muni ETF stock for Q1 2021, up 32% quarter-over-quarter.
  • 21 funds opened new VanEck Short Muni ETF positions in Q1 2021 and 11 closed out, a net change of +10 holders.
  • The largest VanEck Short Muni ETF buyer in Q1 2021 was Royal Bank of Canada, an estimated $3.28M added.
  • The largest VanEck Short Muni ETF seller in Q1 2021 was Avidian Wealth Enterprises, an estimated $501K sold.

Based on aggregated 13F filings for Q1 2021.