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VanEck Short Muni ETF
SMB

87 hedge funds and large institutions have $104M invested in VanEck Short Muni ETF in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

32% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 22

6% more funds holding

Funds holding: 82 → 87 (+5)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.24% less ownership

Funds ownership: 50.12% → 49.88% (-0.24%)

0% less capital invested

Capital invested by funds: $104M → $104M (-$267K)

Holders
87
Holders Change
+5
Holders Change %
+6.1%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
12
Increased
29
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$2.14M
2
Bank of America
Bank of America
North Carolina
+$2.13M
3
MFG
MidWestOne Financial Group
Iowa
+$1.64M
4
Ameriprise
Ameriprise
Minnesota
+$737K
5
AWE
Avidian Wealth Enterprises
Texas
+$499K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$4.34M
2
Citadel Advisors
Citadel Advisors
Florida
-$3.03M
3
RWA
Redhawk Wealth Advisors
Minnesota
-$2.45M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$560K
5
MPWT
MassMutual Private Wealth & Trust
Connecticut
-$409K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$1.17M -$9.31K -516 -0.8%
AP
27
Advisors Preferred
Maryland
$1.15M +$255K +14,150 +28%
MML Investors Services
28
MML Investors Services
Massachusetts
$1.13M +$127K +7,010 +13%
VC
29
Vicus Capital
Pennsylvania
$1.05M -$24.3K -1,349 -2%
DC
30
Davenport & Co
Virginia
$978K – – –
RJFSA
31
Raymond James Financial Services Advisors
Florida
$973K +$278K +15,382 +40%
MPWT
32
MassMutual Private Wealth & Trust
Connecticut
$962K -$409K -22,662 -30%
HCM
33
Howard Capital Management
Georgia
$872K +$352K +19,526 +68%
KIM
34
Karpus Investment Management
New York
$670K – – –
FFN
35
Focus Financial Network
Minnesota
$597K +$78.1K +4,326 +15%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$569K +$361K +20,004 +173%
UR
37
USCA RIA
Texas
$565K -$39.7K -2,200 -7%
AFC
38
AFT Forsyth & Company
Florida
$550K – – –
AWE
39
Avidian Wealth Enterprises
Texas
$499K +$499K +27,639 New
BRWM
40
B. Riley Wealth Management
Tennessee
$480K +$480K +26,602 New
RJA
41
Raymond James & Associates
Florida
$474K -$51.3K -2,844 -10%
WIA
42
World Investment Advisors
California
$444K -$107K -5,943 -19%
FWP
43
FAS Wealth Partners
Kansas
$440K -$12.6K -698 -3%
MAP
44
Milestone Advisory Partners
North Carolina
$431K – – –
CFD
45
Creative Financial Designs
Indiana
$421K +$361K +19,981 +596%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$404K +$42.9K +2,379 +12%
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$394K – – –
CCG
48
Chatham Capital Group
Georgia
$361K – – –
AAS
49
Avantax Advisory Services
Texas
$351K +$90.9K +5,037 +35%
ARG
50
Advisory Resource Group
Oklahoma
$336K -$36.6K -2,026 -10%
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SMB Hedge Fund Activity: Q3 2020 in Review

87 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q3 2020, worth a combined $104M — down 0.26% from $104M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SMB positions and 7 closed out — a net gain of 5 holders — while 29 added to existing stakes and 22 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.14M. The largest seller was Jane Street, cutting an estimated $4.34M.

  • 87 institutional investors held VanEck Short Muni ETF (SMB) as of Q3 2020, up from 82 in Q2 2020.
  • Funds reported $104M of VanEck Short Muni ETF stock for Q3 2020, down 0.26% quarter-over-quarter.
  • 12 funds opened new VanEck Short Muni ETF positions in Q3 2020 and 7 closed out, a net change of +5 holders.
  • The largest VanEck Short Muni ETF buyer in Q3 2020 was LPL Financial, an estimated $2.14M added.
  • The largest VanEck Short Muni ETF seller in Q3 2020 was Jane Street, an estimated $4.34M sold.

Based on aggregated 13F filings for Q3 2020.