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AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$14.2M +$51.5K +1,668 +0.4%
AWM
2
AE Wealth Management
Kansas
$6.52M -$5.77M -186,971 -48%
AWS
3
Atria Wealth Solutions
New York
$4.97M -$577K -18,705 -11%
BCM
4
Beck Capital Management
Texas
$4.32M +$3.67M +118,915 +692%
RAG
5
RIA Advisory Group
Iowa
$4.24M +$4.11M +133,327 New
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$4.09M -$43.9K -1,424 -1%
Osaic Holdings
7
Osaic Holdings
Arizona
$3.98M -$82K -2,658 -2%
LAS
8
Lloyd Advisory Services
Georgia
$3.88M -$23.8K -770 -0.6%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$3.31M +$15.4K +500 +0.5%
SB
10
Strategic Blueprint
Georgia
$2.13M +$593K +19,207 +40%
AIMU
11
Allianz Investment Management US
Minnesota
$1.54M -$1.54M -50,000 -51%
TC
12
TownSquare Capital
Utah
$1.51M +$1.94K +63 +0.1%
FNWA
13
Financial Network Wealth Advisors
Utah
$1.51M -$5.71K -185 -0.4%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.19M -$212K -6,854 -15%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.1M +$51.2K +1,660 +5%
NFG
16
Nations Financial Group
Iowa
$1.06M -$5.43K -176 -0.5%
CAG
17
Csenge Advisory Group
Florida
$899K +$873K +28,281 New
HBS
18
Howard Bailey Securities
Indiana
$593K +$576K +18,654 New
KAS
19
Kestra Advisory Services
Texas
$488K -$19.6K -634 -4%
ECA
20
Elevated Capital Advisors
Utah
$469K +$208K +6,746 +84%
LPL Financial
21
LPL Financial
California
$458K +$73.3K +2,375 +20%
IA
22
IFP Advisors
Florida
$438K -$21.4K -693 -5%
KPWS
23
Kestra Private Wealth Services
Texas
$363K -$16.3K -528 -4%
GLR
24
Great Lakes Retirement
Ohio
$352K -$6.7K -217 -2%
GS
25
GTS Securities
Florida
$318K +$309K +10,000 New