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AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$13.4M -$1.8M -70,000 -12%
WIM
2
WealthPlan Investment Management
Nebraska
$3.53M +$3.64M +141,724 New
WP
3
WealthPLAN Partners
Nebraska
$3.53M +$3.64M +141,724 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.1M +$835K +32,494 +345%
NFG
5
Nations Financial Group
Iowa
$821K +$800K +31,150 New
Jane Street
6
Jane Street
New York
$396K -$404K -15,718 -51%
Osaic Holdings
7
Osaic Holdings
Arizona
$331K +$149K +5,812 +86%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$265K +$258K +10,043 New
APA
9
American Portfolios Advisors
New York
$129K +$112K +4,350 +795%
LAS
10
Lloyd Advisory Services
Georgia
$13K -$5.91M -230,294 -100%
AWM
11
AE Wealth Management
Kansas
-$24.7M -947,078 Closed
OMC
12
Old Mission Capital
Illinois
-$319K -12,250 Closed
UBS Group
13
UBS Group
Switzerland
-$10K -399 Closed