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AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$10.4M +$9.27M +316,959 +910%
AIMU
2
Allianz Investment Management US
Minnesota
$7.86M
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$3.91M +$3.06M +104,658 +379%
CAN
4
Cetera Advisor Networks
California
$3.22M +$2.05M +70,218 +182%
AWS
5
Atria Wealth Solutions
New York
$3.16M +$462K +15,776 +17%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.88M -$52.3K -1,787 -2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.98M -$766K -26,182 -28%
SB
8
Strategic Blueprint
Georgia
$1.17M +$86.1K +2,943 +8%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$1.09M +$756K +25,857 +232%
NFG
10
Nations Financial Group
Iowa
$1.02M -$109K -3,723 -10%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$927K -$20.6K -703 -2%
LPL Financial
12
LPL Financial
California
$399K -$190K -6,500 -33%
KAS
13
Kestra Advisory Services
Texas
$369K -$40.1K -1,370 -10%
GLR
14
Great Lakes Retirement
Ohio
$365K +$361K +12,352 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$295K -$1.79M -61,041 -86%
MSFS
16
Main Street Financial Solutions
Pennsylvania
$285K
CA
17
Cetera Advisors
Colorado
$246K -$23.4K -800 -9%
AWA
18
Authentikos Wealth Advisory
California
$212K +$209K +7,161 New
IFG
19
Independent Financial Group
California
$208K
HI
20
Harbour Investments
Wisconsin
$194K +$19.8K +676 +11%
US Bancorp
21
US Bancorp
Minnesota
$41.4K +$29.3K +1,000 +250%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$35.5K
PA
23
Pineridge Advisors
Missouri
$7.13K +$7.05K +241 New
RWPA
24
Richard W. Paul & Associates
Michigan
$739 +$731 +25 New
DFA
25
DHJJ Financial Advisors
Illinois
$474