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AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
1
Cetera Advisor Networks
California
$12.5M +$11.7M +436,774 +2,661%
AIMU
2
Allianz Investment Management US
Minnesota
$9.69M -$2.92M -109,393 -24%
Osaic Holdings
3
Osaic Holdings
Arizona
$5.11M +$826K +30,910 +20%
AWS
4
Atria Wealth Solutions
New York
$2.3M +$191K +7,140 +9%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.25M -$437K -16,375 -17%
WIM
6
WealthPlan Investment Management
Nebraska
$2.03M -$437K -16,360 -18%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.54M +$768K +28,738 +107%
NFG
8
Nations Financial Group
Iowa
$1.18M +$23.2K +868 +2%
OMC
9
Old Mission Capital
Illinois
$651K +$629K +23,552 New
LPL Financial
10
LPL Financial
California
$553K -$180K -6,750 -25%
WP
11
WealthPLAN Partners
Nebraska
$410K -$804K -30,100 -67%
SB
12
Strategic Blueprint
Georgia
$339K +$328K +12,281 New
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$319K -$41.7K -1,560 -12%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$287K +$277K +10,388 New
MSFS
15
Main Street Financial Solutions
Pennsylvania
$267K +$36.1K +1,350 +16%
AWM
16
AE Wealth Management
Kansas
$256K +$248K +9,272 New
CA
17
Cetera Advisors
Colorado
$247K +$238K +8,925 New
KAS
18
Kestra Advisory Services
Texas
$239K +$231K +8,637 New
HI
19
Harbour Investments
Wisconsin
$132K +$111K +4,161 +665%
CF
20
Centaurus Financial
California
$102K +$98.9K +3,702 New
UBS Group
21
UBS Group
Switzerland
$54K +$52.2K +1,955 New
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$33.2K
IPW
23
Impact Partnership Wealth
Georgia
$2.32K +$2.24K +84 New
Jane Street
24
Jane Street
New York
-$658K -25,070 Closed
JP Morgan Chase
25
JP Morgan Chase
New York
-$26.3K -1,000 Closed