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AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Investment Management US
1
Allianz Investment Management US
Minnesota
$11.9M -$337K -13,500 -3%
Osaic Holdings
2
Osaic Holdings
Arizona
$3.44M +$3.26M +130,690 +1,039%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.16M +$159K +6,353 +15%
Nations Financial Group
4
Nations Financial Group
Iowa
$1.1M +$371K +14,864 +48%
Atria Wealth Solutions
5
Atria Wealth Solutions
New York
$957K +$995K +39,870 New
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$647K +$422K +16,919 +168%
HighTower Advisors
7
HighTower Advisors
Illinois
$460K +$479K +19,177 New
Cetera Advisor Networks
8
Cetera Advisor Networks
California
$215K +$223K +8,947 New
APA
9
American Portfolios Advisors
New York
$118K – – –
Harbour Investments
10
Harbour Investments
Wisconsin
$12K +$12.5K +501 New
Jane Street
11
Jane Street
New York
– -$396K -15,036 Closed
Lloyd Advisory Services
12
Lloyd Advisory Services
Georgia
– -$13K -499 Closed