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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
SS
26
Sunbelt Securities
Texas
$214K +$9.27K +680 +5%
Morgan Stanley
27
Morgan Stanley
New York
$211K +$3.69K +271 +2%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$190K +$2.74K +201 +1%
LPL Financial
29
LPL Financial
California
$175K +$245 +18 +0.1%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$163K +$160K +11,730 New
Millennium Management
31
Millennium Management
New York
$159K +$156K +11,457 New
Osaic Holdings
32
Osaic Holdings
Arizona
$127K -$48.7K -3,569 -28%
Spire Wealth Management
33
Spire Wealth Management
Virginia
$120K – – –
Montag & Associates
34
Montag & Associates
Georgia
$99K – – –
Canada Life
35
Canada Life
Manitoba, Canada
$95K +$3.07K +225 +4%
EARNEST Partners
36
EARNEST Partners
Georgia
$27K – – –
Geneos Wealth Management
37
Geneos Wealth Management
Colorado
$19K -$24.5K -1,798 -56%
Capital Analysts LLC
38
Capital Analysts LLC
Pennsylvania
$19K – – –
SIAP
39
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$17K – – –
UBS Group
40
UBS Group
Switzerland
$15K – – –
US Bancorp
41
US Bancorp
Minnesota
$10K – – –
PFBT
42
Parkside Financial Bank & Trust
Missouri
$7K – – –
VNA
43
Valley National Advisers
Pennsylvania
$4K – – –
PFGIA
44
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
Marshall Wace
45
Marshall Wace
United Kingdom
– -$500K -38,428 Closed
Trexquant Investment
46
Trexquant Investment
Connecticut
– -$315K -24,173 Closed
Stephens Inc
47
Stephens Inc
Arkansas
– -$186K -14,275 Closed
Jump Financial
48
Jump Financial
Illinois
– -$132K -10,100 Closed
Tower Research Capital (TRC)
49
Tower Research Capital (TRC)
New York
– -$1K -119 Closed
Aquatic Capital Management
50
Aquatic Capital Management
Illinois
– -$1K -100 Closed