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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$228K -$14.4K -1,775 -6%
OC
27
Oppenheimer & Co
New York
$208K -$43.6K -5,359 -18%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$201K
SMH
29
Sanders Morris Harris
Texas
$194K +$11.1K +1,368 +7%
Millennium Management
30
Millennium Management
New York
$176K -$1.06M -130,332 -87%
Acadian Asset Management
31
Acadian Asset Management
Massachusetts
$155K +$798 +98 +0.6%
LPL Financial
32
LPL Financial
California
$125K -$263K -32,260 -69%
SI
33
Stephens Inc
Arkansas
$124K
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$105K +$58.8K +7,226 +150%
Goldman Sachs
35
Goldman Sachs
New York
$104K +$97K +11,921 New
Wells Fargo
36
Wells Fargo
California
$100K -$43.7K -5,366 -32%
SFI
37
Susquehanna Fundamental Investments
Pennsylvania
$98K
Canada Life
38
Canada Life
Manitoba, Canada
$79K +$20.4K +2,511 +38%
Osaic Holdings
39
Osaic Holdings
Arizona
$66K -$1.22K -150 -2%
CCM
40
Chiron Capital Management
Florida
$26K +$24.4K +3,000 New
GWM
41
Geneos Wealth Management
Colorado
$21K
EARNEST Partners
42
EARNEST Partners
Georgia
$17K
APA
43
American Portfolios Advisors
New York
$13.9K
ASN
44
Advisory Services Network
Georgia
$7K +$6.46K +793 New
US Bancorp
45
US Bancorp
Minnesota
$6K
CDIA
46
Capital Directions Investment Advisors
Georgia
$1K +$904 +111 New
FCH
47
Freestone Capital Holdings
Washington
$837
ECM
48
ExodusPoint Capital Management
New York
-$161K -22,070 Closed
UR
49
USCA RIA
Texas
-$129K -17,760 Closed
WAM
50
Wolverine Asset Management
Illinois
-$116K -15,992 Closed