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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$175K +$12.5K +1,000 +4%
JP Morgan Chase
27
JP Morgan Chase
New York
$173K -$609K -48,780 -67%
GIM
28
Guild Investment Management
California
$146K
SI
29
Stephens Inc
Arkansas
$104K -$84.1K -6,734 -32%
Wells Fargo
30
Wells Fargo
California
$94K -$45.7K -3,661 -22%
CS
31
Credit Suisse
Switzerland
$94K +$161K +12,894 New
Truist Financial
32
Truist Financial
North Carolina
$88K +$13.2K +1,058 +10%
Stifel Financial
33
Stifel Financial
Missouri
$79K -$42.5K -3,400 -24%
Canada Life
34
Canada Life
Manitoba, Canada
$44K
Victory Capital Management
35
Victory Capital Management
Texas
$24K +$40.9K +3,275 New
TI
36
tru Independence
Oregon
$22K
GWM
37
Geneos Wealth Management
Colorado
$20K -$12.5K -1,000 -28%
Fidelity Investments
38
Fidelity Investments
Massachusetts
$16K +$27.5K +2,200 New
EARNEST Partners
39
EARNEST Partners
Georgia
$14K
APA
40
American Portfolios Advisors
New York
$11.7K -$37.5K -3,000 -65%
WAM
41
Wolverine Asset Management
Illinois
$9K -$6.16K -493 -28%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$5K -$77.3K -6,187 -91%
US Bancorp
43
US Bancorp
Minnesota
$5K
Simplex Trading
44
Simplex Trading
Illinois
$5K +$9.53K +763 New
Citigroup
45
Citigroup
New York
$4K
ASN
46
Advisory Services Network
Georgia
$3K +$4.91K +393 New
Marshall Wace
47
Marshall Wace
United Kingdom
-$492K -34,551 Closed
BW
48
Bison Wealth
Georgia
-$240K -16,900 Closed
Two Sigma Investments
49
Two Sigma Investments
New York
-$193K -13,563 Closed
RJT
50
Raymond James Trust
Florida
-$168K -11,839 Closed