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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
BW
26
Bison Wealth
Georgia
$231K
AIM
27
Advantage Investment Management
Iowa
$171K +$45.8K +3,389 +37%
LPL Financial
28
LPL Financial
California
$163K
AIA
29
Avalon Investment & Advisory
Texas
$136K +$135K +10,000 New
Wells Fargo
30
Wells Fargo
California
$103K +$8.51K +630 +9%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$102K -$7.7K -570 -7%
Canada Life
32
Canada Life
Manitoba, Canada
$61K +$513 +38 +0.9%
Barclays
33
Barclays
United Kingdom
$51K -$2.98K -221 -6%
TRCT
34
Tower Research Capital (TRC)
New York
$35K -$65K -4,813 -65%
APA
35
American Portfolios Advisors
New York
$21.8K
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.6K
US Bancorp
37
US Bancorp
Minnesota
$10K
AG
38
Advisor Group
Arizona
$4K +$68 +5 +2%
Bank of America
39
Bank of America
North Carolina
$1K -$9.37K -694 -91%
PI
40
PineBridge Investments
New York
$1K +$1.18K +87 New
Acadian Asset Management
41
Acadian Asset Management
Massachusetts
-$400K -31,327 Closed
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
-$178K -13,941 Closed
Goldman Sachs
43
Goldman Sachs
New York
-$167K -13,061 Closed
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$17K -1,301 Closed
JP Morgan Chase
45
JP Morgan Chase
New York
-$10K -800 Closed
Deutsche Bank
46
Deutsche Bank
Germany
-$5K -400 Closed
IA
47
IFP Advisors
Florida
-$5K -365 Closed