SCHW.PRD icon

Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D
SCHW.PRD

Overview Fund Activity

8 hedge funds and large institutions have $10.5M invested in Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D in 2019 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 1 closing their positions.

Holders
8
Holders Change
+1
Holders Change %
+14.29%
% of All Funds
0.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
3
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$1.38M
2
SIM
2
Sonora Investment Management
Arizona
$2.55M
3
FBB
3
Fulton Breakefield Broenniman
Maryland
$689K
4
MCM
4
Mengis Capital Management
Oregon
$1.14M
5
FIA
5
FNY Investment Advisers
New York
$5K

Top Sellers

1
RIG
1
Roosevelt Investment Group
New York
$0
2
CGH
2
Crossmark Global Holdings
Texas
$4.69M
3
CCM
3
Cribstone Capital Management
Maine
$17K
Name Holding Trade Value Shares
Change 		Shares
Change %
CGH
1
Crossmark Global Holdings
Texas
$4.69M -$626K -24,087 -12%
SIM
2
Sonora Investment Management
Arizona
$2.55M +$1.01M +39,050 +66%
AAM
3
Advisors Asset Management
Colorado
$1.38M +$1.38M +53,148 New
MCM
4
Mengis Capital Management
Oregon
$1.14M +$21K +808 +2%
FBB
5
Fulton Breakefield Broenniman
Maryland
$689K +$31.2K +1,200 +5%
ECM
6
Estabrook Capital Management
New York
$29.9K – – –
CCM
7
Cribstone Capital Management
Maine
$17K -$26.5K -1,024 -61%
FIA
8
FNY Investment Advisers
New York
$5K +$5K +200 New
RIG
9
Roosevelt Investment Group
New York
– -$6.16M -246,400 Closed